Filing Details
- Accession Number:
- 0001209191-19-042894
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-22 17:32:18
- Reporting Period:
- 2019-07-18
- Accepted Time:
- 2019-07-22 17:32:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1716621 | Ra Medical Systems Inc. | RMED | Surgical & Medical Instruments & Apparatus (3841) | 383661826 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1746687 | Dean Irwin | C/O Ra Medical Systems, Inc. 2070 Las Palmas Drive Carlsbad CA 92011 | See Remarks | Yes | Yes | Yes | No |
1748379 | Dean Irwin & Melissa Burstein, As Trustees U/T/A June 12, 2017 | C/O Ra Medical Systems, Inc. 2070 Las Palmas Drive Carlsbad CA 92011 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-07-18 | 14,302 | $2.93 | 199,510 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-07-18 | 8,584 | $2.93 | 119,854 | No | 4 | S | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,803,852 | Indirect | See Footnote |
Footnotes
- Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Reporting Person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
- Of the reported shares 136,455 shares are represented by Restricted Stock Units.
- Of the reported shares 81,873 shares are represented by Restricted Stock Units.
- Shares held of record by Dean Irwin & Melissa Burstein, as Trustees U/T/A June 12, 2017, of which Dean Irwin serves as co-trustee.