Filing Details

Accession Number:
0001575602-19-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-22 17:19:10
Reporting Period:
2019-07-19
Accepted Time:
2019-07-22 17:19:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380846 Tristate Capital Holdings Inc. TSC State Commercial Banks (6022) 204929029
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575602 J. James Dolan One Oxford Centre
301 Grant Street, Suite 2700
Pittsburgh PA 15219
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-07-19 5,000 $19.77 8,200 No 4 P Indirect Owned by spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Owned by spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,125 Direct
Depositary Shares 4,000 Direct
Common Stock 33,632 Direct
Common Stock 2,500 Indirect Charles Scwab and Co, Inc., Custodian of James J Dolan Roth Contributory IRA
Footnotes
  1. The Reporting Person disclaims beneficial ownership of these securities except to the extent of any indirect pecuniary interest therein. This Form shall not be deemed an admission that he is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
  2. Shares held individually by Reporting Person.
  3. Each depositary share represents a 1/40th interest in a share of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock of TriState Capital Holdings, Inc., no par value.
  4. Shares held jointly of record by the Reporting Person and his spouse.