Filing Details
- Accession Number:
- 0001575602-19-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-22 17:19:10
- Reporting Period:
- 2019-07-19
- Accepted Time:
- 2019-07-22 17:19:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1575602 | J. James Dolan | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-07-19 | 5,000 | $19.77 | 8,200 | No | 4 | P | Indirect | Owned by spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Owned by spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,125 | Direct | |
Depositary Shares | 4,000 | Direct | |
Common Stock | 33,632 | Direct | |
Common Stock | 2,500 | Indirect | Charles Scwab and Co, Inc., Custodian of James J Dolan Roth Contributory IRA |
Footnotes
- The Reporting Person disclaims beneficial ownership of these securities except to the extent of any indirect pecuniary interest therein. This Form shall not be deemed an admission that he is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- Shares held individually by Reporting Person.
- Each depositary share represents a 1/40th interest in a share of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock of TriState Capital Holdings, Inc., no par value.
- Shares held jointly of record by the Reporting Person and his spouse.