Filing Details

Accession Number:
0001104659-19-041304
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-22 16:31:01
Reporting Period:
2019-07-22
Accepted Time:
2019-07-22 16:31:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1680581 Fulcrum Therapeutics Inc. FULC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1180428 J Mark Levin C/O Fulcrum Therapeutics, Inc.
26 Landsdowne Street
Cambridge MA 02139
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-07-22 5,595,238 $0.00 5,880,952 No 4 C Indirect By fund
Common Stock Acquisiton 2019-07-22 81,250 $16.00 5,962,202 No 4 P Indirect By fund
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By fund
No 4 P Indirect By fund
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2019-07-22 39,166,667 $0.00 5,595,238 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. On July 22, 2019, the Series A Preferred Stock converted into Common Stock on a seven-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
  2. The shares are directly held by Third Rock Ventures III, L.P. ("TRV III"). The general partner of TRV III is Third Rock Ventures GP III, L.P. ("TRV GP III LP"). The general partner of TRV GP III LP is TRV GP III, LLC ("TRV GP III LLC"). The individual managers of TRV GP III LLC are Mark Levin ("Levin"), Kevin Starr ("Starr") and Dr. Robert Tepper ("Tepper"). Each of TRV GP III LP, TRV GP III LLC, Levin, Starr and Tepper disclaims beneficial ownership of the shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares.