Filing Details
- Accession Number:
- 0001209191-19-042867
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-22 16:15:42
- Reporting Period:
- 2019-07-19
- Accepted Time:
- 2019-07-22 16:15:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 8063 | Astronics Corp | ATRO | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 160959303 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1492763 | Mark Peabody | 130 Commerce Way East Aurora NY 14052 | Vp Astronics Advanced Electron | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $.01 Pv Common Stock | Disposition | 2019-07-19 | 2,000 | $38.09 | 11,761 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| $.01 Pv Class B Stock | 156,992 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| $.01 Pv Com Stk | Option | $2.84 | 2010-12-03 | 2019-12-03 | 16,840 | 16,840 | Direct |
| $.01 Pv Cl B Stk | Option | $2.84 | 2010-12-03 | 2019-12-03 | 29,814 | 29,814 | Direct |
| $.01 Pv Com Stk | Option | $7.68 | 2011-12-02 | 2020-12-02 | 6,500 | 6,500 | Direct |
| $.01 Pv Cl B Stk | Option | $7.68 | 2011-12-02 | 2020-12-02 | 11,508 | 11,508 | Direct |
| $.01 Pv Com Stk | Option | $13.59 | 2012-12-01 | 2021-12-01 | 4,300 | 4,300 | Direct |
| $.01 Pv Cl B Stk | Option | $13.59 | 2012-12-01 | 2021-12-01 | 6,530 | 6,530 | Direct |
| $.01 Pv Com Stk | Option | $9.20 | 2013-11-29 | 2022-11-29 | 7,400 | 7,400 | Direct |
| $.01 Pv Cl B Stk | Option | $9.20 | 2013-11-29 | 2022-11-29 | 8,807 | 8,807 | Direct |
| $.01 Pv Com Stk | Option | $28.45 | 2014-12-11 | 2023-12-11 | 2,990 | 2,990 | Direct |
| $.01 Pv Cl B Stk | Option | $28.45 | 2014-12-11 | 2023-12-11 | 2,467 | 2,467 | Direct |
| $.01 Pv Com Stk | Option | $30.83 | 2015-12-11 | 2024-12-11 | 3,470 | 3,470 | Direct |
| $.01 Pv Cl B Stk | Option | $30.83 | 2015-12-11 | 2024-12-11 | 1,807 | 1,807 | Direct |
| $.01 Pv Com Stk | Option | $27.72 | 2016-12-03 | 2025-12-03 | 4,500 | 4,500 | Direct |
| $.01 Pv Cl B Stk | Option | $27.72 | 2016-12-03 | 2025-12-03 | 1,451 | 1,451 | Direct |
| $.01 Pv Com Stk | Option | $31.76 | 2017-12-14 | 2026-12-14 | 4,820 | 4,820 | Direct |
| $.01 Pv Cl B Stk | Option | $31.76 | 2017-12-14 | 2026-12-14 | 723 | 723 | Direct |
| $.01 Pv Com Stk | Option | $35.61 | 2018-12-12 | 2027-12-12 | 7,010 | 7,010 | Direct |
| $.01 Pv Cl B Stk | Option | $35.61 | 2018-12-12 | 2027-12-12 | 1,052 | 1,052 | Direct |
| $.01 Pv Com Stk | Restricted Stock Unit | $0.00 | 1,205 | 1,205 | Direct | ||
| $.01 Pv Cl B Stk | Restricted Stock Unit | $0.00 | 180 | 180 | Direct | ||
| $.01 Pv Com Stk | Option | $31.57 | 2019-12-13 | 2028-12-13 | 9,280 | 9,280 | Direct |
| $.01 Pv Com Stk | Restricted Stock Unit | $0.00 | 1,220 | 1,220 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-12-03 | 16,840 | 16,840 | Direct |
| 2019-12-03 | 29,814 | 29,814 | Direct |
| 2020-12-02 | 6,500 | 6,500 | Direct |
| 2020-12-02 | 11,508 | 11,508 | Direct |
| 2021-12-01 | 4,300 | 4,300 | Direct |
| 2021-12-01 | 6,530 | 6,530 | Direct |
| 2022-11-29 | 7,400 | 7,400 | Direct |
| 2022-11-29 | 8,807 | 8,807 | Direct |
| 2023-12-11 | 2,990 | 2,990 | Direct |
| 2023-12-11 | 2,467 | 2,467 | Direct |
| 2024-12-11 | 3,470 | 3,470 | Direct |
| 2024-12-11 | 1,807 | 1,807 | Direct |
| 2025-12-03 | 4,500 | 4,500 | Direct |
| 2025-12-03 | 1,451 | 1,451 | Direct |
| 2026-12-14 | 4,820 | 4,820 | Direct |
| 2026-12-14 | 723 | 723 | Direct |
| 2027-12-12 | 7,010 | 7,010 | Direct |
| 2027-12-12 | 1,052 | 1,052 | Direct |
| 1,205 | 1,205 | Direct | |
| 180 | 180 | Direct | |
| 2028-12-13 | 9,280 | 9,280 | Direct |
| 1,220 | 1,220 | Direct |
Footnotes
- Shares sold pursuant to a 10b5-1 trading plan.
- Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018 - December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance.
- Each restricted stock unit represents the right to receive, at settlement, one share of Class B stock.
- Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2019-December 31, 2021. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2021, with the vesting percentage determined based on actual performance.
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