Filing Details

Accession Number:
0001179110-19-008643
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-15 16:43:44
Reporting Period:
2019-07-12
Accepted Time:
2019-07-15 16:43:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1428336 Healthequity Inc. HQY Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1614838 Stephen Neeleman C/O Healthequity, Inc.
15 W. Scenic Pointe Dr., Ste. 100
Draper UT 84020
Founder And Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-07-12 10,000 $61.00 576,285 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 0 Direct
Common Stock 203,000 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $41.28 2027-03-27 19,897 19,897 Direct
Common Stock Stock Option (right to buy) $61.72 2028-03-27 14,228 14,228 Direct
Common Stock Stock Option (right to buy) $14.00 2024-07-30 140,000 140,000 Direct
Common Stock Stock Option (right to buy) $73.61 2029-03-26 15,337 15,337 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-03-27 19,897 19,897 Direct
2028-03-27 14,228 14,228 Direct
2024-07-30 140,000 140,000 Direct
2029-03-26 15,337 15,337 Direct
Footnotes
  1. Shares held of record by the Stephen and Christine Neeleman Trust.
  2. Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.
  3. The option is exercisable as to 9,948 shares. The option becomes exercisable as to 4,974 shares on March 27, 2020, and in one installment of 4,975 shares on March 27, 2021.
  4. The option is exercisable as to 3,557 shares. The remaining options become exercisable in three equal installments of 3,557 shares on March 27, 2020, 2021, and 2022.
  5. The option is immediately exercisable.
  6. The option becomes exercisable as to 3,835 shares on March 27, 2020. The remaining option vests as to 3,384 shares on each of March 27, 2021, 2022 and 2023.