Filing Details
- Accession Number:
- 0000919574-19-004599
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-12 17:14:40
- Reporting Period:
- 2019-07-10
- Accepted Time:
- 2019-07-12 17:14:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
902274 | Libbey Inc | LBY | Glass & Glassware, Pressed Or Blown (3220) | 341559357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1421306 | Brigade Capital Management, Lp | 399 Park Avenue 16Th Floor New York NY 10022 | No | No | Yes | No | |
1421307 | Ltd. Fund Structures Capital Leveraged Brigade | Intertrust Corp Services (Cayman) Ltd 190 Elgin Avenue, George Town Grand Cayman E9 KY1-9005 | No | No | Yes | No | |
1421308 | Iii E Donald Morgan | C/O Brigade Capital Management, Lp 399 Park Avenue, 16Th Floor New York NY 10022 | No | No | Yes | No | |
1695885 | Brigade Capital Management Gp, Llc | 399 Park Avenue 16Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.01 Par Value | Disposition | 2019-07-10 | 23,156 | $1.92 | 2,386,844 | No | 4 | S | Indirect | See footnote |
Common Stock, $.01 Par Value | Disposition | 2019-07-10 | 25,000 | $1.87 | 2,361,844 | No | 4 | S | Indirect | See footnote |
Common Stock, $.01 Par Value | Disposition | 2019-07-10 | 10,000 | $1.85 | 2,351,844 | No | 4 | S | Indirect | See footnote |
Common Stock, $.01 Par Value | Disposition | 2019-07-10 | 2,000 | $1.90 | 2,349,844 | No | 4 | S | Indirect | See footnote |
Common Stock, $.01 Par Value | Disposition | 2019-07-11 | 9,100 | $1.75 | 2,340,744 | No | 4 | S | Indirect | See footnote |
Common Stock, $.01 Par Value | Disposition | 2019-07-11 | 42,308 | $1.72 | 2,298,436 | No | 4 | S | Indirect | See footnote |
Common Stock, $.01 Par Value | Disposition | 2019-07-11 | 208,436 | $1.72 | 2,081,564 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $.01 Par Value | 2,090,000 | Indirect | See footnote |
Footnotes
- The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such private fund clients, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. (the "Fund") and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of the Fund, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.