Filing Details

Accession Number:
0000919574-19-004599
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-12 17:14:40
Reporting Period:
2019-07-10
Accepted Time:
2019-07-12 17:14:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
902274 Libbey Inc LBY Glass & Glassware, Pressed Or Blown (3220) 341559357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1421306 Brigade Capital Management, Lp 399 Park Avenue
16Th Floor
New York NY 10022
No No Yes No
1421307 Ltd. Fund Structures Capital Leveraged Brigade Intertrust Corp Services (Cayman) Ltd
190 Elgin Avenue, George Town
Grand Cayman E9 KY1-9005
No No Yes No
1421308 Iii E Donald Morgan C/O Brigade Capital Management, Lp
399 Park Avenue, 16Th Floor
New York NY 10022
No No Yes No
1695885 Brigade Capital Management Gp, Llc 399 Park Avenue
16Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.01 Par Value Disposition 2019-07-10 23,156 $1.92 2,386,844 No 4 S Indirect See footnote
Common Stock, $.01 Par Value Disposition 2019-07-10 25,000 $1.87 2,361,844 No 4 S Indirect See footnote
Common Stock, $.01 Par Value Disposition 2019-07-10 10,000 $1.85 2,351,844 No 4 S Indirect See footnote
Common Stock, $.01 Par Value Disposition 2019-07-10 2,000 $1.90 2,349,844 No 4 S Indirect See footnote
Common Stock, $.01 Par Value Disposition 2019-07-11 9,100 $1.75 2,340,744 No 4 S Indirect See footnote
Common Stock, $.01 Par Value Disposition 2019-07-11 42,308 $1.72 2,298,436 No 4 S Indirect See footnote
Common Stock, $.01 Par Value Disposition 2019-07-11 208,436 $1.72 2,081,564 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $.01 Par Value 2,090,000 Indirect See footnote
Footnotes
  1. The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such private fund clients, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  2. The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. (the "Fund") and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of the Fund, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.