Filing Details
- Accession Number:
- 0001209191-19-041933
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-12 16:23:59
- Reporting Period:
- 2019-07-10
- Accepted Time:
- 2019-07-12 16:23:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921299 | Fibrogen Inc | FGEN | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1775295 | Christine Chung | C/O Fibrogen, Inc. 409 Illinois St. San Francisco CA 94158 | Svp, China Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-07-10 | 5,625 | $29.66 | 157,195 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-10 | 5,025 | $44.75 | 152,170 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-07-10 | 600 | $45.14 | 151,570 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-07-11 | 4,829 | $29.66 | 156,399 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-07-11 | 796 | $19.39 | 157,195 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-11 | 5,525 | $45.13 | 151,670 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-07-11 | 100 | $45.72 | 151,570 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-07-10 | 5,625 | $0.00 | 5,625 | $29.66 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-07-11 | 4,829 | $0.00 | 4,829 | $29.66 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-07-11 | 796 | $0.00 | 796 | $19.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,959 | 2025-03-04 | No | 4 | M | Direct | |
| 4,130 | 2025-03-04 | No | 4 | M | Direct | |
| 64,204 | 2026-02-22 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a 10b5-1 plan.
- The shares were sold at prices ranging from $44.09 to $45.08. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares were sold at prices ranging from $45.09 to $45.19. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares were sold at prices ranging from $44.71 to $45.46. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Fully vested.
- Twenty-five percent of the shares subject to the option vested on March 1, 2017, and the remainder vest in equal amounts quarterly thereafter for the following three years.
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