Filing Details
- Accession Number:
- 0001271163-19-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-12 15:57:19
- Reporting Period:
- 2019-07-10
- Accepted Time:
- 2019-07-12 15:57:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793040 | Ellsworth Growth & Income Fund Ltd | ECF | (0) | 133345139 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1396000 | Kuni Nakamura | C/O Gamco Investors, Inc. Rye NY 10580 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2019-07-10 | 1,700 | $10.36 | 1,700 | No | 4 | P | Indirect | Foundation |
Common Shares | Acquisiton | 2019-07-11 | 105 | $10.32 | 1,805 | No | 4 | P | Indirect | Foundation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Foundation |
No | 4 | P | Indirect | Foundation |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 3,729 | Direct |
Footnotes
- Mr. Nakamura serves as a trustee to this non-profit foundation.
- Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.