Filing Details
- Accession Number:
- 0000064040-19-000157
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-11 18:25:08
- Reporting Period:
- 2019-07-09
- Accepted Time:
- 2019-07-11 18:25:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
64040 | S&P Global Inc. | SPGI | Services-Consumer Credit Reporting, Collection Agencies (7320) | 131026995 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1606963 | Jr Alexander Matturri | 55 Water Street New York NY 10041 | Ceo, S&P Dow Jones Indices | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-07-09 | 1,007 | $24.23 | 18,723 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-07-09 | 1,007 | $230.44 | 17,716 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-07-09 | 5 | $0.00 | 17,721 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options (Right to Buy) | Disposition | 2019-07-09 | 1,007 | $0.00 | 1,007 | $24.23 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,007 | 2010-10-01 | 2019-09-30 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 789 | 789 | Direct | ||
Common Stock | Options (Right to Buy) | $33.98 | 2011-04-01 | 2020-03-31 | 5,104 | 5,104 | Direct |
Common Stock | Options (Right to Buy) | $37.41 | 2012-04-01 | 2021-03-31 | 5,560 | 5,560 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2017-12-31 | 2019-12-31 | 316 | 316 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 495 | 495 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
789 | 789 | Direct | |
2020-03-31 | 5,104 | 5,104 | Direct |
2021-03-31 | 5,560 | 5,560 | Direct |
2019-12-31 | 316 | 316 | Direct |
495 | 495 | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/2018.
- Shares acquired under SPGI Stock Fund.
- Includes shares acquired under SPGI Stock Fund.
- As previously reported, the reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
- As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.