Filing Details

Accession Number:
0000064040-19-000157
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-11 18:25:08
Reporting Period:
2019-07-09
Accepted Time:
2019-07-11 18:25:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
64040 S&P Global Inc. SPGI Services-Consumer Credit Reporting, Collection Agencies (7320) 131026995
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1606963 Jr Alexander Matturri 55 Water Street
New York NY 10041
Ceo, S&P Dow Jones Indices No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-07-09 1,007 $24.23 18,723 No 4 M Direct
Common Stock Disposition 2019-07-09 1,007 $230.44 17,716 No 4 S Direct
Common Stock Acquisiton 2019-07-09 5 $0.00 17,721 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 J Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options (Right to Buy) Disposition 2019-07-09 1,007 $0.00 1,007 $24.23
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,007 2010-10-01 2019-09-30 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 789 789 Direct
Common Stock Options (Right to Buy) $33.98 2011-04-01 2020-03-31 5,104 5,104 Direct
Common Stock Options (Right to Buy) $37.41 2012-04-01 2021-03-31 5,560 5,560 Direct
Common Stock Restricted Stock Units $0.00 2017-12-31 2019-12-31 316 316 Direct
Common Stock Restricted Stock Units $0.00 495 495 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
789 789 Direct
2020-03-31 5,104 5,104 Direct
2021-03-31 5,560 5,560 Direct
2019-12-31 316 316 Direct
495 495 Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/29/2018.
  2. Shares acquired under SPGI Stock Fund.
  3. Includes shares acquired under SPGI Stock Fund.
  4. As previously reported, the reporting person was granted 789 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  5. Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
  6. As previously reported, the reporting person was granted 928 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  7. As previously reported, the reporting person was granted 739 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.