Filing Details

Accession Number:
0001127602-19-024295
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-10 11:42:14
Reporting Period:
2019-07-09
Accepted Time:
2019-07-10 11:42:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247944 A Alison Rankin 5875 Landerbrook Drive
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-07-09 89 $53.83 46,812 No 4 P Indirect Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin
Class A Common Stock Acquisiton 2019-07-09 89 $53.83 46,467 No 4 P Indirect Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin
Class A Common Stock Acquisiton 2019-07-09 354 $53.83 16,177 No 4 P Indirect Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin
Class A Common Stock Acquisiton 2019-07-09 1 $53.83 678 No 4 P Indirect Spouse's proportionate interests in shares held by Rankin Associates V
Class A Common Stock Acquisiton 2019-07-09 35 $53.83 46,847 No 4 P Indirect Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin
Class A Common Stock Acquisiton 2019-07-09 35 $53.83 46,502 No 4 P Indirect Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin
Class A Common Stock Acquisiton 2019-07-09 50 $53.83 46,897 No 4 P Indirect Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin
No 4 P Indirect Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin
No 4 P Indirect Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin
No 4 P Indirect Spouse's proportionate interests in shares held by Rankin Associates V
No 4 P Indirect Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin
No 4 P Indirect Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin
No 4 P Indirect Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 54,147 Indirect proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock 29,986 Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock 632 Indirect Proportionate interest in shares held in Rankin Associates VI
Class A Common Stock 200 Indirect Reporting person's spouse serves as Trustee for the benefit of Elisabeth Rankin
Class A Common Stock 765 Indirect Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin
Class A Common Stock 20,426 Indirect Minor child?s trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock 1,851 Indirect Co-Trustee for the benefit of Reporting Person's daughter.
Class A Common Stock 105 Indirect Child's proportionate interest in shares held by Rankin Associates V
Class A Common Stock 532 Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 1,209 Indirect Spouse serves as Trustee for the benefit of A. Farnham Rankin
Class A Common Stock 18,294 Indirect Minor child?s trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock 105 Indirect Child's proportionate interest in shares held by Rankin Associates V
Class A Common Stock 532 Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 3,738 Indirect Co-Trustee for the benefit of Reporting Person's daughter.
Class A Common Stock 19 Indirect Spouse's proportionate general partnership interest shares held by RAIV.
Class A Common Stock 3,448 Indirect Spouse's proportionate interests in shares held by Rankin Associates I.
Class A Common Stock 4,283 Indirect spouse's proportionate limited partnership interest in shares held by RA II, L.P
Class A Common Stock 65,824 Indirect Spouse's proportionate interests in shares held by Rankin Associates IV.
Class A Common Stock 290 Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 1,975 Indirect spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI").
Class A Common Stock 80 Indirect spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI")
Class A Common Stock 99 Indirect spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI")
Class A Common Stock 192,662 Indirect spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 96,861 96,861 Indirect
Class A Common Stock Class B Common Stock $0.00 29,986 29,986 Indirect
Class A Common Stock Class B Common Stock $0.00 3,123 3,123 Indirect
Class A Common Stock Class B Common Stock $0.00 200 200 Indirect
Class A Common Stock Class B Common Stock $0.00 20,426 20,426 Indirect
Class A Common Stock Class B Common Stock $0.00 1,851 1,851 Indirect
Class A Common Stock Class B Common Stock $0.00 444 444 Indirect
Class A Common Stock Class B Common Stock $0.00 18,294 18,294 Indirect
Class A Common Stock Class B Common Stock $0.00 3,738 3,738 Indirect
Class A Common Stock Class B Common Stock $0.00 6,889 6,889 Indirect
Class A Common Stock Class B Common Stock $0.00 6,889 6,889 Indirect
Class A Common Stock Class B Common Stock $0.00 31 31 Indirect
Class A Common Stock Class B Common Stock $0.00 6,168 6,168 Indirect
Class A Common Stock Class B Common Stock $0.00 4,283 4,283 Indirect
Class A Common Stock Class B Common Stock $0.00 104,286 104,286 Indirect
Class A Common Stock Class B Common Stock $0.00 1,975 1,975 Indirect
Class A Common Stock Class B Common Stock $0.00 193,760 193,760 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
96,861 96,861 Indirect
29,986 29,986 Indirect
3,123 3,123 Indirect
200 200 Indirect
20,426 20,426 Indirect
1,851 1,851 Indirect
444 444 Indirect
18,294 18,294 Indirect
3,738 3,738 Indirect
6,889 6,889 Indirect
6,889 6,889 Indirect
31 31 Indirect
6,168 6,168 Indirect
4,283 4,283 Indirect
104,286 104,286 Indirect
1,975 1,975 Indirect
193,760 193,760 Indirect
Footnotes
  1. Shares purchased pursuant to 10b5-1 plan.
  2. 2019-July-9-Weighted Average-Share Price represents average price between $53.50 and $53.99.
  3. Reporting Person disclaims beneficial ownership of all such shares.
  4. held in trust u/a/d 12/30/2015
  5. held in trust u/a/d 8/15/2012
  6. N/A