Filing Details
- Accession Number:
- 0001209191-19-041588
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-09 17:01:38
- Reporting Period:
- 2019-07-05
- Accepted Time:
- 2019-07-09 17:01:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1348036 | Avalara Inc. | AVLR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235461 | Lee Alesia Pinney | 255 South King St. Suite 1800 Seattle WA 98104 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-07-05 | 931 | $16.60 | 26,394 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-07-05 | 1,185 | $13.84 | 27,579 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-05 | 1,081 | $79.21 | 26,498 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-07-08 | 1,184 | $12.34 | 27,682 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-08 | 1,184 | $79.30 | 26,498 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-07-08 | 1,184 | $0.00 | 1,184 | $12.34 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-07-05 | 1,185 | $0.00 | 1,185 | $13.84 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-07-05 | 931 | $0.00 | 931 | $16.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,841 | 2026-06-16 | No | 4 | M | Direct | |
| 21,338 | 2027-02-09 | No | 4 | M | Direct | |
| 27,949 | 2028-01-23 | No | 4 | M | Direct |
Footnotes
- The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2019.
- The option vested and became exercisable as to 25% of the total shares on May 5, 2017, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on May 5, 2020.
- The option vested and became exercisable as to 25% of the total shares on January 1, 2018, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021.
- The option vested and became exercisable as to 25% of the total shares on January 1, 2019, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022.
Billionaire Hedge Funds
