Filing Details

Accession Number:
0001127602-19-024180
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-08 17:52:11
Reporting Period:
2019-07-03
Accepted Time:
2019-07-08 17:52:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247952 R Claiborne Rankin 5875 Landerbrook Drive
Mayfield Heights OH 44124
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-07-03 126 $53.88 3,598 No 4 P Indirect Held in trust fbo Reporting Person's spouse.
Class A Common Stock Acquisiton 2019-07-03 6 $53.88 29,984 No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Class A Common Stock Acquisiton 2019-07-03 6 $53.88 29,990 No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Class A Common Stock Acquisiton 2019-07-03 1 $53.88 673 No 4 P Indirect Interest in Shares held by Rankin Associates V
Class A Common Stock Acquisiton 2019-07-03 25 $53.88 29,877 No 4 P Indirect Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock Acquisiton 2019-07-03 25 $53.88 29,877 No 4 P Indirect Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock Acquisiton 2019-07-03 25 $53.88 30,015 No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Class A Common Stock Acquisiton 2019-07-03 36 $53.88 29,913 No 4 P Indirect Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock Acquisiton 2019-07-03 36 $53.88 29,913 No 4 P Indirect Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock Acquisiton 2019-07-03 36 $53.88 30,051 No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Class A Common Stock Acquisiton 2019-07-03 2 $53.88 628 No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2019-07-05 126 $53.19 3,724 No 4 P Indirect Held in trust fbo Reporting Person's spouse.
Class A Common Stock Acquisiton 2019-07-05 6 $53.19 30,057 No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Class A Common Stock Acquisiton 2019-07-05 6 $53.19 30,063 No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Class A Common Stock Acquisiton 2019-07-05 1 $53.19 80 No 4 P Indirect interest in shares held by RAV held by Rankin Management, Inc. ("RMI")
Class A Common Stock Acquisiton 2019-07-05 1 $53.19 674 No 4 P Indirect Interest in Shares held by Rankin Associates V
Class A Common Stock Acquisiton 2019-07-05 25 $53.19 29,938 No 4 P Indirect Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock Acquisiton 2019-07-05 25 $53.19 29,938 No 4 P Indirect Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock Acquisiton 2019-07-05 25 $53.19 30,088 No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held in trust fbo Reporting Person's spouse.
No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
No 4 P Indirect Interest in Shares held by Rankin Associates V
No 4 P Indirect Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach
No 4 P Indirect Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr.
No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
No 4 P Indirect Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach
No 4 P Indirect Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr.
No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Held in trust fbo Reporting Person's spouse.
No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
No 4 P Indirect interest in shares held by RAV held by Rankin Management, Inc. ("RMI")
No 4 P Indirect Interest in Shares held by Rankin Associates V
No 4 P Indirect Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach
No 4 P Indirect Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr.
No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 35,857 Indirect Spouse's proportionate interests in shares held by Rankin Associates I.
Class A Common Stock 2,116 Indirect spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP
Class A Common Stock 19 Indirect Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner
Class A Common Stock 14,567 Indirect proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock 35,628 Indirect proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 65,824 Indirect proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock 290 Indirect Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 99 Indirect interest in shares held by RAVI held by Rankin Management, Inc. ("RMI")
Class A Common Stock 1,975 Indirect proportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class A Common Stock 133,497 Indirect Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 64,143 64,143 Indirect
Class A Common Stock Class B Common Stock $0.00 2,116 2,116 Indirect
Class A Common Stock Class B Common Stock $0.00 2,783 2,783 Indirect
Class A Common Stock Class B Common Stock $0.00 31 31 Indirect
Class A Common Stock Class B Common Stock $0.00 26,057 26,057 Indirect
Class A Common Stock Class B Common Stock $0.00 35,628 35,628 Indirect
Class A Common Stock Class B Common Stock $0.00 104,286 104,286 Indirect
Class A Common Stock Class B Common Stock $0.00 1,975 1,975 Indirect
Class A Common Stock Class B Common Stock $0.00 123,760 123,760 Indirect
Class A Common Stock Class B Common Stock $0.00 6,889 6,889 Indirect
Class A Common Stock Class B Common Stock $0.00 6,889 6,889 Indirect
Class A Common Stock Class B Common Stock $0.00 6,889 6,889 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
64,143 64,143 Indirect
2,116 2,116 Indirect
2,783 2,783 Indirect
31 31 Indirect
26,057 26,057 Indirect
35,628 35,628 Indirect
104,286 104,286 Indirect
1,975 1,975 Indirect
123,760 123,760 Indirect
6,889 6,889 Indirect
6,889 6,889 Indirect
6,889 6,889 Indirect
Footnotes
  1. Shares purchased pursuant to 10b5-1 plan.
  2. Reporting Person disclaims beneficial ownership of all such shares.
  3. 2019-July-3-Weighted Average-Share Price represents average price between $53.06 and $53.89.
  4. 2019-July-5-Weighted Average-Share Price represents average price between $52.86 and $53.25.
  5. N/A
  6. proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.