Filing Details
- Accession Number:
- 0001127602-19-024180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-08 17:52:11
- Reporting Period:
- 2019-07-03
- Accepted Time:
- 2019-07-08 17:52:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247952 | R Claiborne Rankin | 5875 Landerbrook Drive Mayfield Heights OH 44124 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2019-07-03 | 126 | $53.88 | 3,598 | No | 4 | P | Indirect | Held in trust fbo Reporting Person's spouse. |
Class A Common Stock | Acquisiton | 2019-07-03 | 6 | $53.88 | 29,984 | No | 4 | P | Indirect | Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers |
Class A Common Stock | Acquisiton | 2019-07-03 | 6 | $53.88 | 29,990 | No | 4 | P | Indirect | Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers |
Class A Common Stock | Acquisiton | 2019-07-03 | 1 | $53.88 | 673 | No | 4 | P | Indirect | Interest in Shares held by Rankin Associates V |
Class A Common Stock | Acquisiton | 2019-07-03 | 25 | $53.88 | 29,877 | No | 4 | P | Indirect | Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach |
Class A Common Stock | Acquisiton | 2019-07-03 | 25 | $53.88 | 29,877 | No | 4 | P | Indirect | Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. |
Class A Common Stock | Acquisiton | 2019-07-03 | 25 | $53.88 | 30,015 | No | 4 | P | Indirect | Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers |
Class A Common Stock | Acquisiton | 2019-07-03 | 36 | $53.88 | 29,913 | No | 4 | P | Indirect | Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach |
Class A Common Stock | Acquisiton | 2019-07-03 | 36 | $53.88 | 29,913 | No | 4 | P | Indirect | Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. |
Class A Common Stock | Acquisiton | 2019-07-03 | 36 | $53.88 | 30,051 | No | 4 | P | Indirect | Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers |
Class A Common Stock | Acquisiton | 2019-07-03 | 2 | $53.88 | 628 | No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2019-07-05 | 126 | $53.19 | 3,724 | No | 4 | P | Indirect | Held in trust fbo Reporting Person's spouse. |
Class A Common Stock | Acquisiton | 2019-07-05 | 6 | $53.19 | 30,057 | No | 4 | P | Indirect | Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers |
Class A Common Stock | Acquisiton | 2019-07-05 | 6 | $53.19 | 30,063 | No | 4 | P | Indirect | Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers |
Class A Common Stock | Acquisiton | 2019-07-05 | 1 | $53.19 | 80 | No | 4 | P | Indirect | interest in shares held by RAV held by Rankin Management, Inc. ("RMI") |
Class A Common Stock | Acquisiton | 2019-07-05 | 1 | $53.19 | 674 | No | 4 | P | Indirect | Interest in Shares held by Rankin Associates V |
Class A Common Stock | Acquisiton | 2019-07-05 | 25 | $53.19 | 29,938 | No | 4 | P | Indirect | Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach |
Class A Common Stock | Acquisiton | 2019-07-05 | 25 | $53.19 | 29,938 | No | 4 | P | Indirect | Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. |
Class A Common Stock | Acquisiton | 2019-07-05 | 25 | $53.19 | 30,088 | No | 4 | P | Indirect | Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held in trust fbo Reporting Person's spouse. |
No | 4 | P | Indirect | Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers |
No | 4 | P | Indirect | Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers |
No | 4 | P | Indirect | Interest in Shares held by Rankin Associates V |
No | 4 | P | Indirect | Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach |
No | 4 | P | Indirect | Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. |
No | 4 | P | Indirect | Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers |
No | 4 | P | Indirect | Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach |
No | 4 | P | Indirect | Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. |
No | 4 | P | Indirect | Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers |
No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Held in trust fbo Reporting Person's spouse. |
No | 4 | P | Indirect | Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers |
No | 4 | P | Indirect | Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers |
No | 4 | P | Indirect | interest in shares held by RAV held by Rankin Management, Inc. ("RMI") |
No | 4 | P | Indirect | Interest in Shares held by Rankin Associates V |
No | 4 | P | Indirect | Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach |
No | 4 | P | Indirect | Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. |
No | 4 | P | Indirect | Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 35,857 | Indirect | Spouse's proportionate interests in shares held by Rankin Associates I. |
Class A Common Stock | 2,116 | Indirect | spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP |
Class A Common Stock | 19 | Indirect | Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner |
Class A Common Stock | 14,567 | Indirect | proportionate limited partnership interest in shares held by Rankin Associates I, L.P |
Class A Common Stock | 35,628 | Indirect | proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
Class A Common Stock | 65,824 | Indirect | proportionate limited partnership interest in shares held by Rankin Associates IV, L.P |
Class A Common Stock | 290 | Indirect | Proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | 99 | Indirect | interest in shares held by RAVI held by Rankin Management, Inc. ("RMI") |
Class A Common Stock | 1,975 | Indirect | proportionate interest in shares held by Rankin Management, Inc. ("RMI") |
Class A Common Stock | 133,497 | Indirect | Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 64,143 | 64,143 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,116 | 2,116 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,783 | 2,783 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 31 | 31 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 26,057 | 26,057 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 35,628 | 35,628 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 104,286 | 104,286 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,975 | 1,975 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 123,760 | 123,760 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,889 | 6,889 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,889 | 6,889 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,889 | 6,889 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
64,143 | 64,143 | Indirect | |
2,116 | 2,116 | Indirect | |
2,783 | 2,783 | Indirect | |
31 | 31 | Indirect | |
26,057 | 26,057 | Indirect | |
35,628 | 35,628 | Indirect | |
104,286 | 104,286 | Indirect | |
1,975 | 1,975 | Indirect | |
123,760 | 123,760 | Indirect | |
6,889 | 6,889 | Indirect | |
6,889 | 6,889 | Indirect | |
6,889 | 6,889 | Indirect |
Footnotes
- Shares purchased pursuant to 10b5-1 plan.
- Reporting Person disclaims beneficial ownership of all such shares.
- 2019-July-3-Weighted Average-Share Price represents average price between $53.06 and $53.89.
- 2019-July-5-Weighted Average-Share Price represents average price between $52.86 and $53.25.
- N/A
- proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.