Filing Details

Accession Number:
0001127602-19-024125
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-08 16:37:40
Reporting Period:
2019-07-03
Accepted Time:
2019-07-08 16:37:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247955 T Thomas Rankin 5875 Landerbrook Drive
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-07-03 1 $53.88 673 No 4 P Indirect Proportionate Interest in shares held by RAV
Class A Common Stock Acquisiton 2019-07-03 25 $53.88 29,877 No 4 P Indirect Serves as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common Stock Acquisiton 2019-07-03 25 $53.88 29,877 No 4 P Indirect Serves as Trustee of GSTs for the benefit of James Rankin
Class A Common Stock Acquisiton 2019-07-03 25 $53.88 29,877 No 4 P Indirect Serves as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common Stock Acquisiton 2019-07-03 36 $53.88 29,913 No 4 P Indirect Serves as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common Stock Acquisiton 2019-07-03 36 $53.88 29,913 No 4 P Indirect Serves as Trustee of GSTs for the benefit of James Rankin
Class A Common Stock Acquisiton 2019-07-03 36 $53.88 29,913 No 4 P Indirect Serves as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common Stock Acquisiton 2019-07-03 2 $53.88 628 No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2019-07-05 1 $53.19 80 No 4 P Indirect Proportionate interest in shares held by RA5 held by RMI
Class A Common Stock Acquisiton 2019-07-05 1 $53.19 674 No 4 P Indirect Proportionate Interest in shares held by RAV
Class A Common Stock Acquisiton 2019-07-05 25 $53.19 29,938 No 4 P Indirect Serves as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common Stock Acquisiton 2019-07-05 25 $53.19 29,938 No 4 P Indirect Serves as Trustee of GSTs for the benefit of James Rankin
Class A Common Stock Acquisiton 2019-07-05 25 $53.19 29,938 No 4 P Indirect Serves as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common Stock Acquisiton 2019-07-05 35 $53.19 29,973 No 4 P Indirect Serves as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common Stock Acquisiton 2019-07-05 35 $53.19 29,973 No 4 P Indirect Serves as Trustee of GSTs for the benefit of James Rankin
Class A Common Stock Acquisiton 2019-07-05 35 $53.19 29,973 No 4 P Indirect Serves as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common Stock Acquisiton 2019-07-05 1 $53.19 290 No 4 P Indirect Reporting person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock Acquisiton 2019-07-05 2 $53.19 630 No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Proportionate Interest in shares held by RAV
No 4 P Indirect Serves as Trustee of GSTs for the benefit of Matthew Rankin
No 4 P Indirect Serves as Trustee of GSTs for the benefit of James Rankin
No 4 P Indirect Serves as trustee of GSTs for the benefit of Thomas P. Rankin
No 4 P Indirect Serves as Trustee of GSTs for the benefit of Matthew Rankin
No 4 P Indirect Serves as Trustee of GSTs for the benefit of James Rankin
No 4 P Indirect Serves as trustee of GSTs for the benefit of Thomas P. Rankin
No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Proportionate interest in shares held by RA5 held by RMI
No 4 P Indirect Proportionate Interest in shares held by RAV
No 4 P Indirect Serves as Trustee of GSTs for the benefit of Matthew Rankin
No 4 P Indirect Serves as Trustee of GSTs for the benefit of James Rankin
No 4 P Indirect Serves as trustee of GSTs for the benefit of Thomas P. Rankin
No 4 P Indirect Serves as Trustee of GSTs for the benefit of Matthew Rankin
No 4 P Indirect Serves as Trustee of GSTs for the benefit of James Rankin
No 4 P Indirect Serves as trustee of GSTs for the benefit of Thomas P. Rankin
No 4 P Indirect Reporting person's proportionate interest in shares held in Rankin Associates VI
No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 11,511 Indirect Held by Spouse
Class A Common Stock 14,343 Indirect Spouses proportionate interest in shares held by RA1
Class A Common Stock 1,843 Indirect spouse's proportionate limited partnership interest in shares held by RA II LP
Class A Common Stock 7 Direct
Class A Common Stock 19 Indirect proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust
Class A Common Stock 25,324 Indirect proportionate interest in shares held in RA1
Class A Common Stock 34,849 Indirect proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 65,824 Indirect Proportionate LP interest in shares held in RA4
Class A Common Stock 99 Indirect Proportionate interest in shares held by RA6 held by RMI
Class A Common Stock 1,975 Indirect Proportionate interest in shares held in RMI
Class A Common Stock 154,036 Indirect Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 3,622 3,622 Indirect
Class A Common Stock Class B Common Stock $0.00 25,657 25,657 Indirect
Class A Common Stock Class B Common Stock $0.00 1,843 1,843 Indirect
Class A Common Stock Class B Common Stock $0.00 6,889 6,889 Indirect
Class A Common Stock Class B Common Stock $0.00 6,889 6,889 Indirect
Class A Common Stock Class B Common Stock $0.00 6,889 6,889 Indirect
Class A Common Stock Class B Common Stock $0.00 7 7 Direct
Class A Common Stock Class B Common Stock $0.00 31 31 Indirect
Class A Common Stock Class B Common Stock $0.00 45,300 45,300 Indirect
Class A Common Stock Class B Common Stock $0.00 34,849 34,849 Indirect
Class A Common Stock Class B Common Stock $0.00 104,286 104,286 Indirect
Class A Common Stock Class B Common Stock $0.00 1,975 1,975 Indirect
Class A Common Stock Class B Common Stock $0.00 145,912 145,912 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
3,622 3,622 Indirect
25,657 25,657 Indirect
1,843 1,843 Indirect
6,889 6,889 Indirect
6,889 6,889 Indirect
6,889 6,889 Indirect
7 7 Direct
31 31 Indirect
45,300 45,300 Indirect
34,849 34,849 Indirect
104,286 104,286 Indirect
1,975 1,975 Indirect
145,912 145,912 Indirect
Footnotes
  1. Shares purchased pursuant to 10b5-1 plan.
  2. 2019-July-3-Weighted Average-Share Price represents average price between $53.06 and $53.89.
  3. 2019-July-5-Weighted Average-Share Price represents average price between $52.86 and $53.25.
  4. Reporting Person disclaims beneficial ownership of all such shares.
  5. N/A