Filing Details
- Accession Number:
- 0001144204-19-033843
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-03 19:37:04
- Reporting Period:
- 2019-07-02
- Accepted Time:
- 2019-07-03 19:37:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1748252 | Dd3 Acquisition Corp. | DDMX | Blank Checks (6770) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1754381 | Dd3 Mex Acquisition Corp | C/O Dd3 Acquisition Corp. Pedregal 24, Colonia Molino Del Rey Mexico City O5 11040 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2019-07-02 | 430,800 | $0.02 | 1,199,575 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2019-07-02 | 430,800 | $0.02 | 768,775 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2019-07-02 | 135,702 | $0.02 | 633,073 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2019-07-02 | 79,698 | $0.02 | 553,375 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2019-07-02 | 269,250 | $0.02 | 284,125 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2019-07-02 | 25,000 | $0.02 | 259,125 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2019-07-02 | 5,000 | $0.02 | 254,125 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2019-07-02 | 5,000 | $0.02 | 249,125 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2019-07-02 | 5,000 | $0.02 | 244,125 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2019-07-02 | 5,000 | $0.02 | 239,125 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2019-07-02 | 47,825 | $0.00 | 191,300 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Warrant | Disposition | 2019-07-02 | 47,825 | $0.00 | 47,825 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 191,300 | No | 4 | S | Direct |
Footnotes
- The securities are held directly by DD3 Mex Acquisition Corp (the "Sponsor") and indirectly by Dr. Martin M. Werner and Jorge Combe, each of whom shares voting power with respect to the Sponsor. Certain of the Issuer's other officers and directors hold economic interests in the Sponsor and pecuniary interests in certain of the securities held by the Sponsor. Each of Dr. Werner, Mr. Combe and such other officers and directors disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- Pursuant to an assignment agreement by and between the Sponsor and Dr. Guillermo Ortiz, 47,825 units ("Private Units") were transferred to Dr. Ortiz at a price of $10.00 per Private Unit. Each Private Unit consists of one ordinary share and one warrant.
- The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or October 16, 2019.
- The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
Billionaire Hedge Funds
