Home > Insider Trading > Filing (0001144204-19-033845)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1748252	Dd3 Acquisition Corp.	DDMX	Blank Checks (6770)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1754090	Martin Werner	C/O Dd3 Acquisition Corp. Pedregal 24, Colonia Molino Del Rey Mexico City O5 11040	Chairman And Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares	Disposition	2019-07-02	430,800	$0.02	1,199,575	No	4	S	Indirect	See footnote
Ordinary Shares	Disposition	2019-07-02	430,800	$0.02	768,775	No	4	S	Indirect	See footnote
Ordinary Shares	Disposition	2019-07-02	135,702	$0.02	633,073	No	4	S	Indirect	See footnote
Ordinary Shares	Disposition	2019-07-02	79,698	$0.02	553,375	No	4	S	Indirect	See footnote
Ordinary Shares	Disposition	2019-07-02	269,250	$0.02	284,125	No	4	S	Indirect	See footnote
Ordinary Shares	Disposition	2019-07-02	25,000	$0.02	259,125	No	4	S	Indirect	See footnote
Ordinary Shares	Disposition	2019-07-02	5,000	$0.02	254,125	No	4	S	Indirect	See footnote
Ordinary Shares	Disposition	2019-07-02	5,000	$0.02	249,125	No	4	S	Indirect	See footnote
Ordinary Shares	Disposition	2019-07-02	5,000	$0.02	244,125	No	4	S	Indirect	See footnote
Ordinary Shares	Disposition	2019-07-02	5,000	$0.02	239,125	No	4	S	Indirect	See footnote
Ordinary Shares	Disposition	2019-07-02	47,825	$0.00	191,300	No	4	S	Indirect	See footnote
Ordinary Shares	Acquisiton	2019-07-02	430,800	$0.02	430,800	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Ordinary Shares	Warrant	Disposition	2019-07-02	47,825	$0.00	47,825	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
191,300			No	4	S	Indirect

Footnotes

The securities are held directly by DD3 Mex Acquisition Corp (the "Sponsor") and indirectly by Dr. Martin M. Werner and Jorge Combe, each of whom shares voting power with respect to the Sponsor. Certain of the Issuer's other officers and directors hold economic interests in the Sponsor and pecuniary interests in certain of the securities held by the Sponsor. Each of Dr. Werner, Mr. Combe and such other officers and directors disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Pursuant to an assignment agreement by and between the Sponsor and Dr. Guillermo Ortiz, 47,825 units ("Private Units") were transferred to Dr. Ortiz at a price of $10.00 per Private Unit. Each Private Unit consists of one ordinary share and one warrant.
Represents 430,800 shares previously held through the Sponsor, which were transferred to Dr. Werner pursuant to an assignment agreement by and between the Sponsor and Dr. Werner, that are now owned directly by Dr. Werner.
The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or October 16, 2019.
The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.