Home > Insider Trading > Filing (0001144204-19-033846)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1748252	Dd3 Acquisition Corp.	DDMX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1492720	Guillermo Ortiz	C/O Dd3 Acquisition Corp. Pedregal 24, Colonia Molino Del Rey Mexico City O5 11040		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares	Acquisiton	2019-07-02	269,250	$0.02	269,250	No	4	P	Direct
Ordinary Shares	Acquisiton	2019-07-02	47,825	$0.00	317,075	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Ordinary Shares	Warrant	Acquisiton	2019-07-02	47,825	$0.00	47,825	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
47,825			No	4	P	Direct

Footnotes

Pursuant to an assignment agreement by and between DD3 Mex Acquisition Corp (the "Sponsor") and the Reporting Person, 47,825 units ("Private Units") were transferred to the Reporting Person at a price of $10.00 per Private Unit. Each Private Unit consists of one ordinary share and one warrant.
The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or October 16, 2019.
The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.