Filing Details
- Accession Number:
- 0001321732-19-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-03 19:30:20
- Reporting Period:
- 2019-07-01
- Accepted Time:
- 2019-07-03 19:30:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321732 | Penumbra Inc | PEN | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1651325 | Sridhar Kosaraju | One Penumbra Place Alameda CA 94502 | Cfo And Head Of Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-07-01 | 1,745 | $159.54 | 174,606 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2019-07-01 | 3,023 | $160.08 | 171,583 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2019-07-01 | 132 | $161.14 | 171,451 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2019-07-01 | 100 | $162.12 | 171,351 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
Footnotes
- The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $158.95 to $159.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Shares are held by the Kosaraju Family Trust.
- This transaction was executed in multiple trades at prices ranging from $159.95 to $160.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $161 to $161.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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