Filing Details
- Accession Number:
- 0001144204-19-033803
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-03 16:31:08
- Reporting Period:
- 2019-07-01
- Accepted Time:
- 2019-07-03 16:31:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1513761 | Norwegian Cruise Line Holdings Ltd. | NCLH | Water Transportation (4400) | 980691007 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1625861 | J Frank Rio Del | 7665 Corporate Center Drive Miami FL 33126 | Pres. & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-07-01 | 14,757 | $53.63 | 434,837 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-07-02 | 17,961 | $53.13 | 416,876 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-07-02 | 4,782 | $53.59 | 412,094 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 40,160 | Indirect | By Breeze Hill Investments, LLC |
Common Stock | 17,912 | Indirect | By GCO Management, LLC |
Common Stock | 27,875 | Indirect | By FJDR Family Trust |
Footnotes
- Represents shares withheld by Norwegian Cruise Line Holdings Ltd. ("NCLH") to satisfy tax withholding obligations in connection with the vesting of 37,500 restricted stock units granted to the reporting person on August 4, 2015.
- The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $52.68 to $53.50, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $53.50 to $53.71, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4).