Filing Details
- Accession Number:
- 0001127602-19-023978
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-03 14:31:15
- Reporting Period:
- 2019-07-02
- Accepted Time:
- 2019-07-03 14:31:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247954 | T James Rankin | 5875 Landerbrook Drive Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-07-02 | 2 | $53.99 | 626 | No | 4 | P | Indirect | Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares |
| Class A Common Stock | Acquisiton | 2019-07-02 | 2 | $53.99 | 626 | No | 4 | P | Indirect | Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares |
| Class A Common Stock | Acquisiton | 2019-07-02 | 1 | $53.99 | 528 | No | 4 | P | Indirect | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Acquisiton | 2019-07-02 | 1 | $53.99 | 627 | No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Acquisiton | 2019-07-02 | 2 | $53.99 | 626 | No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Acquisiton | 2019-07-02 | 2 | $53.99 | 626 | No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares |
| No | 4 | P | Indirect | Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares |
| No | 4 | P | Indirect | Proportionate interest in shares held by Rankin Associates VI |
| No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
| No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
| No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 9,562 | Indirect | proportionate limited partnership interests in shares held by RA II LP |
| Class A Common Stock | 104 | Indirect | proportionate interest in shares held by Rankin Associates V |
| Class A Common Stock | 569 | Indirect | child's proportionate limited partnership interest in shares held by Rankin Associates II |
| Class A Common Stock | 15,853 | Indirect | Held by Trust |
| Class A Common Stock | 862 | Indirect | Spouse's proportionate limited partnership interests in shares held by Rankin Associates II LP |
| Class A Common Stock | 563 | Indirect | Shares held by spouse |
| Class A Common Stock | 761 | Indirect | Minor child?s proportionate interests in shares held by Rankin Associates II. |
| Class A Common Stock | 1,860 | Indirect | Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares. |
| Class A Common Stock | 645 | Indirect | co-trustee of trust for the benefit of minor niece |
| Class A Common Stock | 1,712 | Indirect | Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares. |
| Class A Common Stock | 563 | Indirect | co-trustee of the trust for the benefit of the minor nephew |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 9,562 | 9,562 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 569 | 569 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 15,683 | 15,683 | Direct | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 862 | 862 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 563 | 563 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 761 | 761 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 1,860 | 1,860 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 645 | 645 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 1,712 | 1,712 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 563 | 563 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 9,562 | 9,562 | Indirect | |
| 569 | 569 | Indirect | |
| 15,683 | 15,683 | Direct | |
| 862 | 862 | Indirect | |
| 563 | 563 | Indirect | |
| 761 | 761 | Indirect | |
| 1,860 | 1,860 | Indirect | |
| 645 | 645 | Indirect | |
| 1,712 | 1,712 | Indirect | |
| 563 | 563 | Indirect |
Footnotes
- Shares purchased pursuant to 10b5-1 plan.
- Reporting Person disclaims beneficial ownership of all such shares.
- N/A
Billionaire Hedge Funds
