Filing Details

Accession Number:
0001127602-19-023971
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-03 14:29:22
Reporting Period:
2019-07-02
Accepted Time:
2019-07-03 14:29:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247952 R Claiborne Rankin 5875 Landerbrook Drive
Mayfield Heights OH 44124
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-07-02 2 $53.99 672 No 4 P Indirect Interest in Shares held by Rankin Associates V
Class A Common Stock Acquisiton 2019-07-02 25 $53.99 29,817 No 4 P Indirect Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock Acquisiton 2019-07-02 25 $53.99 29,817 No 4 P Indirect Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock Acquisiton 2019-07-02 25 $53.99 29,931 No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Class A Common Stock Acquisiton 2019-07-02 1 $53.99 99 No 4 P Indirect interest in shares held by RAVI held by Rankin Management, Inc. ("RMI")
Class A Common Stock Acquisiton 2019-07-02 35 $53.99 29,852 No 4 P Indirect Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock Acquisiton 2019-07-02 35 $53.99 29,852 No 4 P Indirect Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock Acquisiton 2019-07-02 35 $53.99 29,966 No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Class A Common Stock Acquisiton 2019-07-02 1 $53.99 289 No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2019-07-02 1 $53.99 626 No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2019-07-02 126 $53.99 3,472 No 4 P Indirect Held in trust fbo Reporting Person's spouse.
Class A Common Stock Acquisiton 2019-07-02 6 $53.99 29,972 No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Class A Common Stock Acquisiton 2019-07-02 6 $53.99 29,978 No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Interest in Shares held by Rankin Associates V
No 4 P Indirect Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach
No 4 P Indirect Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr.
No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
No 4 P Indirect interest in shares held by RAVI held by Rankin Management, Inc. ("RMI")
No 4 P Indirect Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach
No 4 P Indirect Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr.
No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
No 4 P Indirect Proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Held in trust fbo Reporting Person's spouse.
No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
No 4 P Indirect Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 35,857 Indirect Spouse's proportionate interests in shares held by Rankin Associates I.
Class A Common Stock 2,116 Indirect spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP
Class A Common Stock 19 Indirect Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner
Class A Common Stock 0 Direct
Class A Common Stock 10,631 Indirect Childs trusts proportionate interests in shares held by Rankin Assoc II. Father is co-trustee
Class A Common Stock 769 Indirect Trustee of trust for the benefit of Reporting Person's child
Class A Common Stock 14,567 Indirect proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock 35,628 Indirect proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 65,824 Indirect proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock 79 Indirect interest in shares held by RAV held by Rankin Management, Inc. ("RMI")
Class A Common Stock 1,975 Indirect proportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class A Common Stock 133,497 Indirect Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Class A Common Stock 13,631 Indirect Childs trusts proportionate interests in shares held by Rankin Assoc II. Father is co-trustee
Class A Common Stock 10,242 Indirect Co-Trustee for the benefit of Reporting Person's child
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 64,143 64,143 Indirect
Class A Common Stock Class B Common Stock $0.00 2,116 2,116 Indirect
Class A Common Stock Class B Common Stock $0.00 2,783 2,783 Indirect
Class A Common Stock Class B Common Stock $0.00 31 31 Indirect
Class A Common Stock Class B Common Stock $0.00 10,631 10,631 Indirect
Class A Common Stock Class B Common Stock $0.00 10,027 10,027 Indirect
Class A Common Stock Class B Common Stock $0.00 26,057 26,057 Indirect
Class A Common Stock Class B Common Stock $0.00 35,628 35,628 Indirect
Class A Common Stock Class B Common Stock $0.00 104,286 104,286 Indirect
Class A Common Stock Class B Common Stock $0.00 1,975 1,975 Indirect
Class A Common Stock Class B Common Stock $0.00 123,760 123,760 Indirect
Class A Common Stock Class B Common Stock $0.00 6,889 6,889 Indirect
Class A Common Stock Class B Common Stock $0.00 6,889 6,889 Indirect
Class A Common Stock Class B Common Stock $0.00 6,889 6,889 Indirect
Class A Common Stock Class B Common Stock $0.00 13,631 13,631 Indirect
Class A Common Stock Class B Common Stock $0.00 10,072 10,072 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
64,143 64,143 Indirect
2,116 2,116 Indirect
2,783 2,783 Indirect
31 31 Indirect
10,631 10,631 Indirect
10,027 10,027 Indirect
26,057 26,057 Indirect
35,628 35,628 Indirect
104,286 104,286 Indirect
1,975 1,975 Indirect
123,760 123,760 Indirect
6,889 6,889 Indirect
6,889 6,889 Indirect
6,889 6,889 Indirect
13,631 13,631 Indirect
10,072 10,072 Indirect
Footnotes
  1. Shares purchased pursuant to 10b5-1 plan.
  2. Reporting Person disclaims beneficial ownership of all such shares.
  3. N/A
  4. proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.