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Home > Insider Trading > Filing (0001127602-19-023969)

Filing Details

Accession Number:: 0001127602-19-023969
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-07-03 14:28:20
Reporting Period:: 2019-07-02

Accepted Time:: 2019-07-03 14:28:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1173514	Hyster-Yale Materials Handling Inc.	HY	Industrial Trucks, Tractors, Trailors & Stackers (3537)	311637659

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1247951	O Chloe Rankin	5875 Landerbrook Drive Mayfield Heights OH 44124		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2019-07-02	2	$53.99	672	No	4	P	Indirect	Spouse's Interest in Shares held by Rankin Associates V
Class A Common Stock	Acquisiton	2019-07-02	25	$53.99	29,817	No	4	P	Indirect	Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock	Acquisiton	2019-07-02	25	$53.99	29,817	No	4	P	Indirect	Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock	Acquisiton	2019-07-02	25	$53.99	29,931	No	4	P	Indirect	Spouse serves as trustee of GSTs for the benefit of Julia Kuipers
Class A Common Stock	Acquisiton	2019-07-02	1	$53.99	99	No	4	P	Indirect	Spouse's interest in shares held by RA6 held by Rankin Management
Class A Common Stock	Acquisiton	2019-07-02	35	$53.99	29,852	No	4	P	Indirect	Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock	Acquisiton	2019-07-02	35	$53.99	29,852	No	4	P	Indirect	Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock	Acquisiton	2019-07-02	35	$53.99	29,966	No	4	P	Indirect	Spouse serves as trustee of GSTs for the benefit of Julia Kuipers
Class A Common Stock	Acquisiton	2019-07-02	1	$53.99	289	No	4	P	Indirect	Spouse's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock	Acquisiton	2019-07-02	1	$53.99	626	No	4	P	Indirect	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Acquisiton	2019-07-02	126	$53.99	3,472	No	4	P	Indirect	serves as Trustee of a Trust for the benefit of Chloe O. Rankin
Class A Common Stock	Acquisiton	2019-07-02	6	$53.99	29,972	No	4	P	Indirect	Spouse serves as trustee of GSTs for the benefit of Julia Kuipers
Class A Common Stock	Acquisiton	2019-07-02	6	$53.99	29,978	No	4	P	Indirect	Spouse serves as trustee of GSTs for the benefit of Julia Kuipers

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Spouse's Interest in Shares held by Rankin Associates V
No	4	P	Indirect	Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach
No	4	P	Indirect	Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr.
No	4	P	Indirect	Spouse serves as trustee of GSTs for the benefit of Julia Kuipers
No	4	P	Indirect	Spouse's interest in shares held by RA6 held by Rankin Management
No	4	P	Indirect	Spouse serves as trustee of GSTs for the benefit of Chloe R. Seelbach
No	4	P	Indirect	Spouse serves as trustee of GSTs for the benefit of Claiborne Rankin Jr.
No	4	P	Indirect	Spouse serves as trustee of GSTs for the benefit of Julia Kuipers
No	4	P	Indirect	Spouse's proportionate interest in shares held in Rankin Associates VI
No	4	P	Indirect	Proportionate interest in shares held by Rankin Associates VI
No	4	P	Indirect	serves as Trustee of a Trust for the benefit of Chloe O. Rankin
No	4	P	Indirect	Spouse serves as trustee of GSTs for the benefit of Julia Kuipers
No	4	P	Indirect	Spouse serves as trustee of GSTs for the benefit of Julia Kuipers

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	35,857	Indirect	proportionate LP interest in shares held by RA1
Class A Common Stock	2,116	Indirect	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	19	Indirect	spouses proportionate GP interest in shares of RA IV
Class A Common Stock	10,631	Indirect	Reflects proportionate interests in shares held by Rankin Associates II. Spouse as co-trustee.
Class A Common Stock	769	Indirect	spouse is trustee of trust for the benefit of Reporting Person's child
Class A Common Stock	14,567	Indirect	spouse proportionate limited partnership interest in shares held by RA I LP
Class A Common Stock	35,628	Indirect	spouse's proportionate interest in shares held by RAII
Class A Common Stock	65,824	Indirect	proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock	1,975	Indirect	spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI)
Class A Common Stock	79	Indirect	Spouse's interest in shares held by RA5 held by Rankin Management
Class A Common Stock	133,497	Indirect	spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Class A Common Stock	13,631	Indirect	spouse is trustee for child's proportionate LP interests in shares held by Rankin Associates II, L.P
Class A Common Stock	10,242	Indirect	spouse is Co-Trustee for the benefit of Reporting Person's child.

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00			64,143	64,143	Indirect
Class A Common Stock	Class B Common Stock	$0.00			2,116	2,116	Indirect
Class A Common Stock	Class B Common Stock	$0.00			2,783	2,783	Indirect
Class A Common Stock	Class B Common Stock	$0.00			31	31	Indirect
Class A Common Stock	Class B Common Stock	$0.00			10,631	10,631	Indirect
Class A Common Stock	Class B Common Stock	$0.00			10,027	10,027	Indirect
Class A Common Stock	Class B Common Stock	$0.00			26,057	26,057	Indirect
Class A Common Stock	Class B Common Stock	$0.00			35,628	35,628	Indirect
Class A Common Stock	Class B Common Stock	$0.00			104,286	104,286	Indirect
Class A Common Stock	Class B Common Stock	$0.00			1,975	1,975	Indirect
Class A Common Stock	Class B Common Stock	$0.00			123,760	123,760	Indirect
Class A Common Stock	Class B Common Stock	$0.00			6,889	6,889	Indirect
Class A Common Stock	Class B Common Stock	$0.00			6,889	6,889	Indirect
Class A Common Stock	Class B Common Stock	$0.00			6,889	6,889	Indirect
Class A Common Stock	Class B Common Stock	$0.00			13,631	13,631	Indirect
Class A Common Stock	Class B Common Stock	$0.00			10,072	10,072	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	64,143	64,143	Indirect
	2,116	2,116	Indirect
	2,783	2,783	Indirect
	31	31	Indirect
	10,631	10,631	Indirect
	10,027	10,027	Indirect
	26,057	26,057	Indirect
	35,628	35,628	Indirect
	104,286	104,286	Indirect
	1,975	1,975	Indirect
	123,760	123,760	Indirect
	6,889	6,889	Indirect
	6,889	6,889	Indirect
	6,889	6,889	Indirect
	13,631	13,631	Indirect
	10,072	10,072	Indirect

Footnotes

Shares purchased pursuant to 10b5-1 plan.
Reporting Person disclaims beneficial ownership of all such shares.
N/A