Filing Details
- Accession Number:
- 0001070081-19-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-02 21:40:32
- Reporting Period:
- 2019-06-28
- Accepted Time:
- 2019-07-02 21:40:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1070081 | Ptc Therapeutics Inc. | PTCT | Pharmaceutical Preparations (2834) | 043416587 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1707685 | Marie Christine Utter | C/O Ptc Therapeutics, Inc. 100 Corporate Court South Plainfield NJ 07080 | Svp, Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-06-28 | 236 | $27.05 | 5,173 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-28 | 236 | $45.00 | 4,937 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-06-28 | 49 | $30.86 | 4,986 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-28 | 49 | $45.00 | 4,937 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-06-28 | 703 | $18.01 | 5,640 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-28 | 703 | $45.00 | 4,937 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-07-01 | 3,133 | $27.05 | 8,070 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-01 | 3,133 | $45.15 | 4,937 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-07-01 | 641 | $30.86 | 5,578 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-01 | 641 | $45.15 | 4,937 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-07-01 | 9,297 | $18.01 | 14,234 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-01 | 9,297 | $45.15 | 4,937 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right To Buy) | Disposition | 2019-06-28 | 236 | $27.05 | 236 | $27.05 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2019-06-28 | 49 | $30.86 | 49 | $30.86 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2019-06-28 | 703 | $18.01 | 703 | $18.01 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2019-07-01 | 3,133 | $0.00 | 3,133 | $27.05 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2019-07-01 | 641 | $30.86 | 641 | $30.86 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2019-07-01 | 9,297 | $18.01 | 9,297 | $18.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,133 | 2024-01-28 | No | 4 | M | Direct | |
| 10,951 | 2026-01-03 | No | 4 | M | Direct | |
| 39,297 | 2028-01-02 | No | 4 | M | Direct | |
| 0 | 2024-01-28 | No | 4 | M | Direct | |
| 10,310 | 2026-01-03 | No | 4 | M | Direct | |
| 30,000 | 2028-01-02 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right To Buy) | $490.80 | 2021-04-27 | 74 | 74 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $218.40 | 2022-01-10 | 21 | 21 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $40.45 | 2024-09-23 | 4,688 | 4,688 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $51.00 | 2025-01-02 | 17,800 | 17,800 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $11.23 | 2027-01-02 | 6,300 | 6,300 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $13.10 | 2027-06-02 | 6,250 | 6,250 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $33.02 | 2029-01-21 | 42,500 | 42,500 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $33.02 | 2029-01-21 | 10,100 | 10,100 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-04-27 | 74 | 74 | Direct |
| 2022-01-10 | 21 | 21 | Direct |
| 2024-09-23 | 4,688 | 4,688 | Direct |
| 2025-01-02 | 17,800 | 17,800 | Direct |
| 2027-01-02 | 6,300 | 6,300 | Direct |
| 2027-06-02 | 6,250 | 6,250 | Direct |
| 2029-01-21 | 42,500 | 42,500 | Direct |
| 2029-01-21 | 10,100 | 10,100 | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 9, 2018.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.00 to $45.15 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Currently exercisable.
- This option was granted on January 4, 2016 and vests over four years, with 25% of the shares underlying the option vested on January 4, 2017, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 4, 2017.
- This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.
- This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018.
- This option was granted on June 2, 2017, and vests over two years, with 50% of the shares underlying the option vesting on June 2, 2018, and an additional 12.5% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on September 2, 2018.
- This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.
- This option was granted on January 22, 2019 and vests over four years, with 50% of the shares underlying the option vesting on January 22, 2022, and the remaining 50% of the original number of shares underlying the option vesting on January 22, 2023.
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