Filing Details
- Accession Number:
- 0001123292-19-000971
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-02 19:30:52
- Reporting Period:
- 2019-06-28
- Accepted Time:
- 2019-07-02 19:30:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1571996 | Dell Technologies Inc | DELL | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1556683 | Marius Haas | One Dell Way Round Rock TX 78682 | Pres. & Chief Commercial Off. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class C Common Stock | Acquisiton | 2019-06-28 | 189,464 | $13.75 | 189,464 | No | 4 | M | Indirect | By limited partnership |
Class C Common Stock | Disposition | 2019-06-28 | 181,271 | $51.16 | 8,193 | No | 4 | S | Indirect | By limited partnership |
Class C Common Stock | Disposition | 2019-06-28 | 8,193 | $51.90 | 0 | No | 4 | S | Indirect | By limited partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By limited partnership |
No | 4 | S | Indirect | By limited partnership |
No | 4 | S | Indirect | By limited partnership |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class C Common Stock | Options to Acquire Class C Common Stock | Disposition | 2019-06-28 | 189,464 | $0.00 | 189,464 | $13.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,819,856 | 2023-11-25 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class C Common Stock | 28,805 | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 represents a weighted average sales price of $51.157. These shares were sold in multiple transactions at prices ranging from $50.66 to $51.64, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnotes 2 and 3 to this Form 4.
- The price reported in Column 4 represents a weighted average sales price of $51.903. These shares were sold in multiple transactions at prices ranging from $51.66 to $52.61, inclusive.
- Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.
- The options are fully vested.
- Consists of 1,713,886 time-based options and 2,105,970 performance-based options.