Filing Details
- Accession Number:
- 0001123292-19-000965
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-02 19:13:14
- Reporting Period:
- 2019-06-30
- Accepted Time:
- 2019-07-02 19:13:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1356090 | Intrexon Corp | XON | Services-Commercial Physical & Biological Research (8731) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1583123 | L. Rick Sterling | 20374 Seneca Meadows Parkway Germantown MD 20876 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-06-30 | 14,341 | $0.00 | 108,988 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-07-01 | 4,359 | $7.76 | 104,629 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2019-06-30 | 14,341 | $0.00 | 14,341 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
43,021 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of XON common stock.
- This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units.
- The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest in three equal quarterly installments on each of September 30, 2019, December 31, 2019 and March 31, 2020.