Filing Details
- Accession Number:
- 0001070081-19-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-02 18:46:21
- Reporting Period:
- 2019-06-28
- Accepted Time:
- 2019-07-02 18:46:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1070081 | Ptc Therapeutics Inc. | PTCT | Pharmaceutical Preparations (2834) | 043416587 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1578852 | Elliott Mark Boulding | C/O Ptc Therapeutics, Inc. 100 Corporate Court South Plainfield NJ 07080 | Exec. Vp And Clo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-06-28 | 7,533 | $10.85 | 37,057 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-28 | 7,533 | $45.00 | 29,524 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-06-28 | 44,090 | $10.85 | 73,614 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-28 | 44,090 | $45.00 | 29,524 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-06-28 | 1,844 | $27.05 | 31,368 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-28 | 1,844 | $45.00 | 29,524 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-06-28 | 22,968 | $11.23 | 52,492 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-28 | 22,968 | $45.00 | 29,524 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-06-28 | 1,140 | $11.23 | 30,664 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-28 | 1,140 | $45.00 | 29,524 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-07-01 | 5,910 | $10.85 | 35,434 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-01 | 5,910 | $45.00 | 29,524 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-07-01 | 384 | $10.85 | 29,908 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-01 | 384 | $45.00 | 29,524 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-07-01 | 7,307 | $27.05 | 36,831 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-01 | 7,307 | $45.00 | 29,524 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-07-01 | 70,849 | $27.05 | 100,373 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-01 | 70,849 | $45.00 | 29,524 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-07-01 | 2,142 | $11.23 | 31,666 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-01 | 2,142 | $45.00 | 29,524 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-07-01 | 17,500 | $18.01 | 47,024 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-01 | 17,500 | $45.00 | 29,524 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right To Buy) | Disposition | 2019-06-28 | 7,533 | $10.85 | 7,533 | $10.85 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2019-06-28 | 44,090 | $10.85 | 44,090 | $10.85 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2019-06-28 | 1,844 | $27.05 | 1,844 | $27.05 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2019-06-28 | 22,968 | $11.23 | 22,968 | $11.23 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2019-06-28 | 1,140 | $11.23 | 1,140 | $11.23 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2019-07-01 | 5,910 | $0.00 | 5,910 | $10.85 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2019-07-01 | 384 | $0.00 | 384 | $10.85 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2019-07-01 | 7,307 | $27.05 | 7,307 | $27.05 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2019-07-01 | 70,849 | $0.00 | 70,849 | $27.05 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2019-07-01 | 2,142 | $11.23 | 2,142 | $11.23 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2019-07-01 | 17,500 | $18.01 | 17,500 | $18.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 384 | 2023-05-15 | No | 4 | M | Direct | |
| 5,910 | 2023-05-15 | No | 4 | M | Direct | |
| 78,156 | 2024-01-28 | No | 4 | M | Direct | |
| 29,532 | 2027-01-02 | No | 4 | M | Direct | |
| 28,392 | 2027-01-02 | No | 4 | M | Direct | |
| 0 | 2023-05-15 | No | 4 | M | Direct | |
| 0 | 2023-05-15 | No | 4 | M | Direct | |
| 70,849 | 2024-01-28 | No | 4 | M | Direct | |
| 0 | 2024-01-28 | No | 4 | M | Direct | |
| 26,250 | 2027-01-02 | No | 4 | M | Direct | |
| 52,500 | 2028-01-02 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right To Buy) | $1,149.60 | 2020-02-02 | 200 | 200 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $490.80 | 2021-04-27 | 233 | 233 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $218.40 | 2022-01-10 | 191 | 191 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $51.00 | 2025-01-02 | 85,600 | 85,600 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $30.86 | 2026-01-03 | 70,000 | 70,000 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $33.02 | 2029-01-21 | 72,500 | 72,500 | Direct | |
| Common Stock | Stock Option (Right To Buy) | $33.02 | 2029-01-21 | 17,500 | 17,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-02-02 | 200 | 200 | Direct |
| 2021-04-27 | 233 | 233 | Direct |
| 2022-01-10 | 191 | 191 | Direct |
| 2025-01-02 | 85,600 | 85,600 | Direct |
| 2026-01-03 | 70,000 | 70,000 | Direct |
| 2029-01-21 | 72,500 | 72,500 | Direct |
| 2029-01-21 | 17,500 | 17,500 | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2018.
- Includes 1,112 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2017, 663 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending December 31, 2018 and 715 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2018.
- Currently exercisable.
- This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018.
- This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.
- This option was granted on January 4, 2016, and vests over four years, with 25% of the shares underlying the option vesting on January 4, 2017, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 4, 2017.
- This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.
- This option was granted on January 22, 2019 and vests over four years, with 50% of the shares underlying the option vesting on January 22, 2022, and the remaining 50% of the original number of shares underlying the option vesting on January 22, 2023.
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