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Filing Details

Accession Number:: 0000899243-19-018910
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-07-02 17:13:21
Reporting Period:: 2019-07-02

Accepted Time:: 2019-07-02 17:13:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1771917	Karuna Therapeutics Inc.	KRTX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1219042	Robert Nelsen	8755 W. Higgins Road, Suite 1025 Chicago IL 60631		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-07-02	723,644	$0.00	724	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2019-07-02	723,643	$0.00	724	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2019-07-02	857,793	$0.00	1,581,437	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2019-07-02	857,792	$0.00	1,581,435	No	4	C	Indirect	See Footnote
Common Stock	Acquisiton	2019-07-02	100,000	$16.00	1,681,437	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2019-07-02	100,000	$16.00	1,681,435	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Preferred Stock	Disposition	2019-07-02	557,207	$0.00	723,644	$0.00
Common Stock	Series A Preferred Stock	Disposition	2019-07-02	557,206	$0.00	723,643	$0.00
Common Stock	Series A Preferred Stock	Disposition	2019-07-02	660,502	$0.00	857,793	$0.00
Common Stock	Series A Preferred Stock	Disposition	2019-07-02	660,501	$0.00	857,792	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

The Series A Preferred Stock is convertible on a 1.2987-for-one basis into the number of shares of Common Stock shown in Column 3. Upon the closing of the Issuer's initial public offering, all shares of Series A Preferred Stock will convert into shares of Common Stock of the Issuer. The Series A Preferred Stock has no expiration date.
These shares are directly held by ARCH Venture Fund IX, L.P. ("ARCH IX"). The Reporting Person is a managing director of ARCH Venture Partners IX, L.P. , the sole general partner of ARCH IX, and shares voting and investment control with respect to these shares. The Reporting Person may be deemed to beneficially own the shares held by ARCH IX. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein, if any.
The Series B Preferred Stock is convertible on a 1.2987-for-one basis into the number of shares of Common Stock shown in Column 3. Upon the closing of the Issuer's initial public offering, all shares of Series B Preferred Stock will convert into shares of Common Stock of the Issuer. The Series B Preferred Stock has no expiration date.
These shares are directly held by ARCH Venture Fund IX Overage, L.P. ("ARCH Overage"). The Reporting Person is a managing director of ARCH Venture Partners IX Overage, L.P., the sole general partner of ARCH Overage, and shares voting and investment control with respect to these shares. The Reporting Person may be deemed to beneficially own the shares held by ARCH Overage. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein, if any.