Filing Details
- Accession Number:
- 0001209191-19-040329
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-02 16:37:32
- Reporting Period:
- 2019-06-28
- Accepted Time:
- 2019-07-02 16:37:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056288 | Federated Investors Inc | FII | () | PA |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
918972 | Christopher J Donahue | Federated Investors, Inc. 1001 Liberty Avenue Pittsburgh PA 15222-3779 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Disposition | 2019-06-28 | 18,785 | $0.00 | 569,880 | No | 4 | S | Indirect | Held indirectly by The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held indirectly by The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock | 1,559,011 | Direct | |
Class B Common Stock | 278,101 | Indirect | Held indirectly by Comax Partners, L.P. (d/b/a The Beechwood Company, L.P.) |
Class B Common Stock | 5,819 | Indirect | Held indirectly by John F. Donahue Revocable Trust |
Class B Common Stock | 5,819 | Indirect | Held indirectly by Rhodora J. Donahue Revocable Trust |
Class B Common Stock | 82 | Indirect | Held indirectly by AWOL, Inc. |
Footnotes
- On June 28, 2019, The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust entered into documentation, effective as of May 11, 2017, to exchange its interests in Comax, Inc. and Oyster Bay Properties, Inc. for interests in an LLC. As a result of this transaction, the number of shares of Federated Investors, Inc. Class B Common Stock held indirectly by the reporting person through The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust decreased by 18,785 shares.
- The Federated Investors, Inc. Class B Common Stock held by Comax, Inc. and Oyster Bay Properties, Inc. was valued at $32.50 per share on the date of the transaction
- On or around May 12, 2018, Comax Partners L.P. (d/b/a The Beechwood Company, L.P.) ("Comax") distributed shares of Federated Investors Inc. Class B Common Stock to all of its limited partners on a pro-rata basis (the "Distribution"). The Distribution did not involve any public sale of shares. As a result of the Distribution, the number of shares of Federated Investors, Inc. Class B Common Stock held indirectly by the reporting person through The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust, through its control of Comax, Inc. and Oyster Bay Properties, Inc., increased by 18,785 shares.