Filing Details

Accession Number:
0001209191-19-040329
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-02 16:37:32
Reporting Period:
2019-06-28
Accepted Time:
2019-07-02 16:37:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1056288 Federated Investors Inc FII () PA
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
918972 Christopher J Donahue Federated Investors, Inc.
1001 Liberty Avenue
Pittsburgh PA 15222-3779
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2019-06-28 18,785 $0.00 569,880 No 4 S Indirect Held indirectly by The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held indirectly by The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 1,559,011 Direct
Class B Common Stock 278,101 Indirect Held indirectly by Comax Partners, L.P. (d/b/a The Beechwood Company, L.P.)
Class B Common Stock 5,819 Indirect Held indirectly by John F. Donahue Revocable Trust
Class B Common Stock 5,819 Indirect Held indirectly by Rhodora J. Donahue Revocable Trust
Class B Common Stock 82 Indirect Held indirectly by AWOL, Inc.
Footnotes
  1. On June 28, 2019, The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust entered into documentation, effective as of May 11, 2017, to exchange its interests in Comax, Inc. and Oyster Bay Properties, Inc. for interests in an LLC. As a result of this transaction, the number of shares of Federated Investors, Inc. Class B Common Stock held indirectly by the reporting person through The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust decreased by 18,785 shares.
  2. The Federated Investors, Inc. Class B Common Stock held by Comax, Inc. and Oyster Bay Properties, Inc. was valued at $32.50 per share on the date of the transaction
  3. On or around May 12, 2018, Comax Partners L.P. (d/b/a The Beechwood Company, L.P.) ("Comax") distributed shares of Federated Investors Inc. Class B Common Stock to all of its limited partners on a pro-rata basis (the "Distribution"). The Distribution did not involve any public sale of shares. As a result of the Distribution, the number of shares of Federated Investors, Inc. Class B Common Stock held indirectly by the reporting person through The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust, through its control of Comax, Inc. and Oyster Bay Properties, Inc., increased by 18,785 shares.