Home > Insider Trading > Filing (0000905148-19-000669)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
926617	Vermillion Inc.	VRML	In Vitro & In Vivo Diagnostic Substances (2835)	330595156

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1629151	George Henri Schuler	100 N. Field Drive Suite 360 Lake Forest IL 60045		No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001	Disposition	2019-03-08	520,035	$0.00	520,033	No	5	G	Indirect	By Schuler GC 2010 Continuation Trust
Common Stock, Par Value $0.001	Disposition	2019-03-08	520,033	$0.00	0	No	5	G	Indirect	By Schuler GC 2010 Continuation Trust
Common Stock, Par Value $0.001	Acquisiton	2019-06-28	2,250,000	$0.80	6,047,057	No	4	P	Indirect	By Tanya Eva Schuler Trust
Common Stock, Par Value $0.001	Acquisiton	2019-06-28	2,250,000	$0.80	6,046,957	No	4	P	Indirect	By Therese Heidi Schuler Trust
Common Stock, Par Value $0.001	Acquisiton	2019-06-28	250,000	$0.80	1,503,177	No	4	P	Indirect	By Schuler Grandchildren LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Indirect	By Schuler GC 2010 Continuation Trust
No	5	G	Indirect	By Schuler GC 2010 Continuation Trust
No	4	P	Indirect	By Tanya Eva Schuler Trust
No	4	P	Indirect	By Therese Heidi Schuler Trust
No	4	P	Indirect	By Schuler Grandchildren LLC

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants (Right to buy)	Disposition	2019-02-07	182,536	$0.00	182,536	$1.80
Common Stock	Warrants (Right to buy)	Disposition	2019-02-07	182,536	$0.00	182,536	$1.80

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
182,536	2017-08-17	2022-02-17	No	5	G	Indirect
0	2017-08-17	2022-02-17	No	5	G	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.001	141,304	Indirect	By Seascape Partners L.P.
Common Stock, Par Value $0.001	26,000	Indirect	By spouse

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Warrants (Right to buy)	$1.80	2017-08-17	2022-02-17	365,072	365,072	Indirect
Common Stock	Warrants (Right to buy)	$1.80	2017-08-17	2022-02-17	365,072	365,072	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-02-17	365,072	365,072	Indirect
2022-02-17	365,072	365,072	Indirect

Footnotes

These shares of Common Stock ("Shares") and warrants to acquire Shares ("Warrants") are directly owned by the Tanya Eva Schuler Trust. H. George Schuler is the sole trustee of the Tanya Eva Schuler Trust.
These Shares and Warrants are directly owned by the Therese Heidi Schuler Trust. H. George Schuler is the sole trustee of the Therese Heidi Schuler Trust.
These Shares and Warrants are directly owned by the Schuler GC 2010 Continuation Trust. H. George Schuler is the sole trustee of the Schuler GC 2010 Continuation Trust.
These Shares are directly owned by the Schuler Grandchildren LLC. H. George Schuler is the manager of the Schuler Grandchildren LLC.
These Shares are directly owned by Seascape Partners L.P., a family limited partnership. H. George Schuler is the manager of Seascape Partners L.P.
The reporting persons disclaim beneficial ownership of these Shares and Warrants except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that he or it is the beneficial owner of the Shares or Warrants for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.