Filing Details
- Accession Number:
- 0001140361-10-036065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-02 17:22:03
- Reporting Period:
- 2010-09-01
- Filing Date:
- 2010-09-02
- Accepted Time:
- 2010-09-02 17:22:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1409375 | Orion Energy Systems Inc. | OESX | Electric Lighting & Wiring Equipment (3640) | 391847269 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1495923 | G Elizabeth Rich | Elizabeth Gamsky Rich &Amp; Associates Sc 637 Walton Drive, Suite 1 Plymouth WI 53073 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-09-01 | 1,200 | $2.60 | 2,291 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-01 | 1,300 | $2.59 | 3,591 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (right to buy) | $2.86 | 2011-08-10 | 2020-08-10 | 19,912 | 19,912 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-08-10 | 19,912 | 19,912 | Direct |
Footnotes
- Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 10, 2010, vests and becomes exercisable in three equal installments on August 10, 2011, 2012 and 2013, respectively.