Home > Insider Trading > Filing (0001375151-19-000084)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1375151	Zogenix Inc.	ZGNX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1355576	P Michael Smith	C/O Zogenix, Inc. 5959 Horton Street, Suite 500 Emeryville CA 94608	Evp, Cfo, Treasurer & Sec.	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-06-27	15,000	$10.35	16,387	No	4	M	Direct
Common Stock	Disposition	2019-06-27	15,000	$46.32	1,387	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2019-06-27	15,000	$0.00	15,000	$10.35

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
120,000		2027-01-16	No	4	M	Direct

Footnotes

The exercise and sale transaction reported in this Form 4 is made pursuant to a Rule 10b5-1 trading plan previously entered into by the reporting person.
Includes 127 shares purchased under the Company's Employee Stock Purchase Plan which were not previously reported pursuant to the exemption under Rule 16b-3(c).
Option vests over four years at the rate of 25% on January 16, 2018, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months, subject to the reporting person's continued employment or service to the Company on each vesting date.