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Filing Details

Accession Number:: 0001104659-19-038309
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-06-28 17:16:55
Reporting Period:: 2019-06-21

Accepted Time:: 2019-06-28 17:16:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1264587	Stemline Therapeutics Inc	STML	Pharmaceutical Preparations (2834)	450522567

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1554767	Ivan Bergstein	C/O Stemline Therapeutics, Inc. 750 Lexington Avenue, Eleventh Floor New York NY 10022	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2019-06-24	10,822	$15.49	2,651,305	No	4	S	Direct
Common Stock	Disposition	2019-06-25	28,500	$15.10	2,622,805	No	4	S	Direct
Common Stock	Disposition	2019-06-26	16,994	$14.77	2,605,811	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

In connection with the vesting of 100,000 shares on June 21, 2019, a total of 10,822 shares were sold by the Company in order to satisfy the reporting person's tax withholding obligations. The reporting person had no discretion with respect to such sale, which was conducted automatically in accordance with the issuer's corporate policies.
Reflects the weighted average sale price. The range of prices for such transaction is $14.78 to $15.80. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Of the 2,651,305 shares, 749,700 shares are restricted stock.
In connection with the vesting of 100,000 shares on June 21, 2019, a total of 28,500 shares were sold by the Company in order to satisfy the reporting person's tax withholding obligations. The reporting person had no discretion with respect to such sale, which was conducted automatically in accordance with the issuer's corporate policies.
Reflects the weighted average sale price. The range of prices for such transaction is $14.66 to $15.27. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Of the 2,622,805 shares, 749,700 shares are restricted stock.
In connection with the vesting of 100,000 shares on June 21, 2019, a total of 16,994 shares were sold by the Company in order to satisfy the reporting person's tax withholding obligations. The reporting person had no discretion with respect to such sale, which was conducted automatically in accordance with the issuer's corporate policies.
Reflects the weighted average sale price. The range of prices for such transaction is $14.54 to $15.05. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Of the 2,605,811 shares, 749,700 shares are restricted stock.