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Home > Insider Trading > Filing (0001493152-19-009813)

Filing Details

Accession Number:: 0001493152-19-009813
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-06-27 16:30:12
Reporting Period:: 2019-06-25

Accepted Time:: 2019-06-27 16:30:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
793524	Research Frontiers Inc	REFR	Patent Owners & Lessors (6794)	112103466

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1223064	R Michael Lapointe	C/O Research Frontiers Inc., 240 Crossways Park Drive Woodbury, NY 11797	Vp-Marketing	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-06-25	42,417	$1.00	81,078	No	5	F	Direct
Common Stock	Disposition	2019-06-25	26,265	$3.35	54,813	No	4	S	Direct
Common Stock	Disposition	2019-06-26	4,000	$3.42	50,813	No	4	S	Direct
Common Stock	Disposition	2019-06-27	15,127	$3.27	35,686	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option(right to buy)	Acquisiton	2019-06-25	60,091	$0.00	60,091	$1.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
52,850	2018-04-19	2028-04-18	No	4	M	Direct

Footnotes

Represents payment of $60,091 exercise price of $1.00 per share by the reduction of securities issued by 17,674 shares, resulting in a net issuance of 42,417 shares.