Filing Details
- Accession Number:
- 0000950142-19-001441
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-26 20:18:54
- Reporting Period:
- 2019-06-24
- Accepted Time:
- 2019-06-26 20:18:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1774155 | South Mountain Merger Corp. | SMMC | () | Y9 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1610880 | Ltd Management Capital Bluecrest | Ground Floor, Harbour Reach La Rue De Carteret St Helier Y9 JE2 4HR | No | No | Yes | No | |
1780001 | Edward Michael Platt | C/O South Mountain Merger Corp. 767 Fifth Avenue, 9Th Floor New York NY 10153 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $0.0001 Par Value | Acquisiton | 2019-06-24 | 2,227,500 | $0.00 | 2,227,500 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Warrants | Acquisiton | 2019-06-24 | 1,113,750 | $0.00 | 1,113,750 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,113,750 | No | 4 | P | Indirect |
Footnotes
- BlueCrest Capital Management Limited (the "Investment Manager") serves as investment manager to BSMA Limited, a Cayman Islands exempted company (the "Fund"), with respect to any securities held for the account of the Fund. The Investment Manager is a company organized under the laws of Jersey, Channel Islands, operating solely out of Jersey, Channel Islands. Michael E. Platt ("Mr. Platt" and, with the Investment Manager, each a "Reporting Person") serves as principal, director and control person of the Investment Manager with respect to any securities held for the account of the Fund.
- On June 24, 2019, the Investment Manager acquired 2,227,500 units, held for the account of the Fund, with each unit (a "Unit") consisting of (i) one share of Class A common stock, par value $0.0001 per share (the "Class A common stock") of South Mountain Merger Corp. (the "Company") and (ii) one half of one warrant (the "Warrants"). Each whole warrant is initially exercisable for one share of Class A common stock at an exercise price of $11.50 per share of Class A common stock, subject to certain adjustments. The Warrants may be exercised only during the period (i) commencing on the later of (a) date that is 30 days after the first date on which the Company completes a business combination and (ii) expiring five years after the completion of the Company's business combination or earlier upon redemption or liquidation. The Units were purchased in a single transaction at a price of $10.00.
- Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities in excess of such Reporting Person's pecuniary interest therein.