Filing Details
- Accession Number:
- 0001415889-19-000803
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-25 19:02:50
- Reporting Period:
- 2019-06-21
- Accepted Time:
- 2019-06-25 19:02:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1621672 | Super League Gaming Inc. | SLGG | Services-Amusement & Recreation Services (7900) | 471990734 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1768576 | R Michael Keller | C/O Super League Gaming, Inc. 2906 Colorado Ave. Santa Monica CA 90404 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2009-06-21 | 3,300 | $8.07 | 100,301 | No | 4 | P | Indirect | By the Michael R. Keller Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By the Michael R. Keller Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,854 | Indirect | By the Keller 2004 IRR Trust FBO William |
Common Stock | 2,854 | Indirect | By the Keller 2004 IRR Trust FBO Charles |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Purchase Warrant | $9.35 | 2018-05-28 | 2023-05-28 | 54,465 | 54,465 | Indirect |
Common Stock | Common Stock Purchase Warrant | $9.35 | 2018-05-30 | 2023-05-30 | 10,696 | 10,696 | Indirect |
Common Stock | Common Stock Purchase Warrant | $9.35 | 2018-08-17 | 2023-08-17 | 21,070 | 21,070 | Indirect |
Common Stock | Common Stock Purchase Warrant | $10.80 | 2018-03-14 | 2023-03-14 | 9,260 | 9,260 | Indirect |
Common Stock | Common Stock Purchase Warrant | $9.35 | 2018-08-17 | 2023-08-17 | 2,674 | 2,674 | Indirect |
Common Stock | Common Stock Purchase Warrant | $9.35 | 2018-08-17 | 2023-08-17 | 2,674 | 2,674 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-05-28 | 54,465 | 54,465 | Indirect |
2023-05-30 | 10,696 | 10,696 | Indirect |
2023-08-17 | 21,070 | 21,070 | Indirect |
2023-03-14 | 9,260 | 9,260 | Indirect |
2023-08-17 | 2,674 | 2,674 | Indirect |
2023-08-17 | 2,674 | 2,674 | Indirect |
Footnotes
- Includes 91,546 shares issued to the Michael R. Keller Trust (the "Keller Trust") upon conversion of 9.00% Secured Convertible Promissory Notes (the "Notes") previously issued to the Keller Trust. The outstanding principal and all accrued but unpaid interest on the Notes were automatically converted into shares of the Issuer's common stock in connection with the Issuer's initial public offering on February 27, 2019.
- Includes 2,854 shares issued to the Keller 2004 IRR Trust FBO William (the "FBO William Trust") upon conversion of 9.00% Secured Convertible Promissory Notes (the "Notes") previously issued to the FBO William Trust. The outstanding principal and all accrued but unpaid interest on the Notes were automatically converted into shares of the Issuer's common stock in connection with the Issuer's initial public offering on February 27, 2019.
- Includes 2,854 shares issued to the Keller 2004 IRR Trust FBO Charles (the "FBO Charles Trust") upon conversion of 9.00% Secured Convertible Promissory Notes (the "Notes") previously issued to the FBO Charles Trust. The outstanding principal and all accrued but unpaid interest on the Notes were automatically converted into shares of the Issuer's common stock in connection with the Issuer's initial public offering on February 27, 2019.