Filing Details
- Accession Number:
- 0001223203-19-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-25 17:17:12
- Reporting Period:
- 2019-06-21
- Accepted Time:
- 2019-06-25 17:17:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874766 | Hartford Financial Services Group Inc. | HIG | Fire, Marine & Casualty Insurance (6331) | 133317783 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1550901 | S Brion Johnson | One Hartford Plaza Hartford CT 06155 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-06-21 | 5,660 | $55.61 | 51,499 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-06-21 | 10,387 | $35.83 | 61,886 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-21 | 10,387 | $55.61 | 51,499 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-06-24 | 5,660 | $55.83 | 45,839 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-06-24 | 10,387 | $35.83 | 56,226 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-24 | 10,387 | $55.83 | 45,839 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2019-06-21 | 10,387 | $0.00 | 10,387 | $35.83 |
| Common Stock | Stock Option | Disposition | 2019-06-24 | 10,387 | $0.00 | 10,387 | $35.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,775 | 2024-03-04 | No | 4 | M | Direct | |
| 10,388 | 2024-03-04 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $49.01 | 2029-02-26 | 74,722 | 74,722 | Direct | |
| Common Stock | Stock Option | $41.25 | 2025-03-03 | 56,604 | 56,604 | Direct | |
| Common Stock | Stock Option | $43.59 | 2026-03-01 | 55,601 | 55,601 | Direct | |
| Common Stock | Stock Option | $48.89 | 2027-02-28 | 60,582 | 60,582 | Direct | |
| Common Stock | Stock Option | $53.81 | 2028-02-27 | 56,964 | 56,964 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2029-02-26 | 74,722 | 74,722 | Direct |
| 2025-03-03 | 56,604 | 56,604 | Direct |
| 2026-03-01 | 55,601 | 55,601 | Direct |
| 2027-02-28 | 60,582 | 60,582 | Direct |
| 2028-02-27 | 56,964 | 56,964 | Direct |
Footnotes
- The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Johnson on May 14, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $55.41 to $55.79 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $55.37 to $55.79 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $55.56 to $56.06 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $55.54 to $56.10 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
- One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
- The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
- The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
- One-third of the options became exercisable on February 28, 2018, an additional one-third of the options became exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
- One-third of the options became exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.
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