Filing Details
- Accession Number:
- 0001628280-19-008296
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-24 20:45:59
- Reporting Period:
- 2019-06-20
- Accepted Time:
- 2019-06-24 20:45:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1764925 | Slack Technologies Inc. | WORK | Services-Telephone Interconnect Systems (7385) | 264400325 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1775681 | Allen Shim | C/O Slack Technologies, Inc. 500 Howard Street San Francisco, CA 94105 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-06-20 | 402,925 | $0.00 | 402,925 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-06-20 | 402,925 | $38.61 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2019-06-20 | 100,000 | $38.50 | 0 | No | 4 | S | Indirect | By The Shim-Park Family Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By The Shim-Park Family Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Restricted Stock Units | Disposition | 2019-06-20 | 91,519 | $0.00 | 91,519 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-06-20 | 91,519 | $0.00 | 91,519 | $0.00 |
| Class B Common Stock | Restricted Stock Units | Disposition | 2019-06-20 | 84,375 | $0.00 | 84,375 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-06-20 | 84,375 | $0.00 | 84,375 | $0.00 |
| Class B Common Stock | Restricted Stock Units | Disposition | 2019-06-20 | 213,281 | $0.00 | 213,281 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-06-20 | 213,281 | $0.00 | 213,281 | $0.00 |
| Class B Common Stock | Restricted Stock Units | Disposition | 2019-06-20 | 13,750 | $0.00 | 13,750 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-06-20 | 13,750 | $0.00 | 13,750 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-06-20 | 402,925 | $0.00 | 402,925 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,507 | 2023-04-06 | No | 4 | M | Direct | |
| 331,519 | No | 4 | M | Direct | ||
| 65,625 | 2024-05-10 | No | 4 | M | Direct | |
| 415,894 | No | 4 | M | Direct | ||
| 469,219 | 2025-02-21 | No | 4 | M | Direct | |
| 629,175 | No | 4 | M | Direct | ||
| 206,250 | 2026-02-26 | No | 4 | M | Direct | |
| 642,925 | No | 4 | M | Direct | ||
| 240,000 | No | 4 | C | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 1,529,105 | 1,529,105 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 120,000 | 120,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,529,105 | 1,529,105 | Indirect | |
| 120,000 | 120,000 | Indirect |
Footnotes
- Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.
- The number of shares sold by the Reporting Person includes shares sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs).
- Each RSU represents the right to receive one share of Class B Common Stock.
- The RSUs are subject to time-based and performance-based vesting criteria. The time-based vesting occurs in 16 quarterly installments commencing on July 1, 2016 subject to the Reporting Person's continuous service to the Issuer on each such date. The performance-based criteria was satisfied upon the Issuer's listing and public trading of its Class A Common Stock on June 20, 2019.
- The RSUs are subject to time-based and performance-based vesting criteria. The time-based vesting occurs in 16 equal quarterly installments commencing on June 1, 2017 subject to the Reporting Person's continued service with the Issuer on each such date. The performance-based criteria was satisfied upon the Issuer's listing and public trading of its Class A Common Stock on June 20, 2019.
- The RSUs are subject to time-based and performance-based vesting criteria. The time-based vesting occurs in 16 quarterly installments commencing on May 1, 2018 subject to the Reporting Person's continued service with the Issuer on each such date. The performance-based criteria was satisfied upon the Issuer's listing and public trading of its Class A Common Stock on June 20, 2019.
- The RSUs are subject to time-based and performance-based vesting criteria. The time-based vesting occurs in 16 equal quarterly installments commencing on May 1, 2019 subject to the Reporting Person's continued service with the Issuer on each such date. The performance-based criteria was satisfied upon the Issuer's listing and public trading of its Class A Common Stock on June 20, 2019.
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