Filing Details
- Accession Number:
- 0000899243-19-017998
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-24 18:49:44
- Reporting Period:
- 2019-06-19
- Accepted Time:
- 2019-06-24 18:49:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1771515 | Grocery Outlet Holding Corp. | GO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1444802 | Charles Bracher | C/O Grocery Outlet Holding Corp. 5650 Hollis Street Emeryville CA 94608 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Non-Voting Common Stock | Disposition | 2019-06-24 | 42,090 | $0.00 | 0 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2019-06-24 | 42,090 | $0.00 | 42,090 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2019-06-24 | 2,610 | $22.00 | 2,610 | No | 4 | P | Indirect | By spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | D | Direct | |
No | 4 | A | Direct | |
No | 4 | P | Indirect | By spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2019-06-19 | 91,195 | $0.00 | 91,195 | $22.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
91,195 | 2029-06-19 | No | 4 | A | Direct |
Footnotes
- Upon the completion of the initial public offering of Grocery Outlet Holding Corp. (the "Issuer") on June 24, 2019, all shares of the Issuer's non-voting common stock automatically converted into shares of the Issuer's voting common stock on a one-for-one basis.
- Shares were acquired by Mr. Bracher's wife in a directed share program in connection with the Issuer's initial public offering. Mr. Bracher disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Represents stock options previously granted to the reporting person on June 19, 2019. These stock options were already reflected on the reporting person's previously filed Form 3.
- These stock options vest on June 19, 2023.