Filing Details
- Accession Number:
- 0001209191-19-038664
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-21 20:02:35
- Reporting Period:
- 2019-06-19
- Accepted Time:
- 2019-06-21 20:02:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
831547 | Spectrum Pharmaceuticals Inc | SPPI | Pharmaceutical Preparations (2834) | 930979187 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1474553 | William Ashton | 11500 S. Eastern Ave., Suite 240 Henderson NV 89052 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Disposition | 2019-06-19 | 5,000 | $8.59 | 8,333 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2019-06-20 | 1,667 | $8.50 | 6,666 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value | Acquisiton | 2019-06-20 | 10,000 | $0.00 | 16,666 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2019-06-20 | 20,000 | $0.00 | 20,000 | $8.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2029-06-20 | No | 4 | A | Direct |
Footnotes
- All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 18, 2019.
- 100% of the restricted shares shall vest on the earlier of (1) June 20, 2020 or (2) the date of the company's 2020 Annual Meeting of Stockholders.
- 25% of the option shares vested on June 20, 2019. The remaining option shares shall vest in 25% equal annual amounts on each anniversary date of the grant over three years.