Filing Details
- Accession Number:
- 0001127602-19-022563
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-21 19:02:55
- Reporting Period:
- 2019-06-20
- Accepted Time:
- 2019-06-21 19:02:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1574135 | Pivotal Software Inc. | PVTL | Services-Prepackaged Software (7372) | 943094578 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1667498 | C. Robert Mee | C/O Pivotal Software, Inc. 875 Howard Street, Fifth Floor San Francisco CA 94103 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2019-06-20 | 21,135 | $11.30 | 861,950 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- This represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- This transaction was executed in multiple trades at prices ranging from $11.20 to $11.4550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Securities Beneficially Owned includes shares acquired pursuant to Issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.
- The figures in this column reflect an adjustment to correct a clerical error. The number of shares underlying a grant of restricted stock units ("RSUs") made to the reporting person on April 17, 2019 is being adjusted from 291,508 to 291,546.
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