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Filing Details

Accession Number:: 0001209191-19-038564
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-06-21 17:14:50
Reporting Period:: 2019-06-19

Accepted Time:: 2019-06-21 17:14:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1660134	Okta Inc.	OKTA	Services-Prepackaged Software (7372)	264175727

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1700628	T Jonathan Runyan	C/O Okta, Inc. 100 First St, Suite 600 San Francisco CA 94105	General Counsel And Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2019-06-19	1,913	$129.23	47,844	No	4	S	Indirect	By Trust
Class A Common Stock	Disposition	2019-06-19	908	$129.80	46,936	No	4	S	Indirect	By Trust
Class A Common Stock	Disposition	2019-06-19	200	$131.22	46,736	No	4	S	Indirect	By Trust
Class A Common Stock	Disposition	2019-06-19	308	$132.13	46,428	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	468	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common Stock	Employee Stock Option (Right to Buy)	$3.11	2025-01-21	46,876	46,876	Direct
Class B Common Stock	Employee Stock Option (Right to Buy)	$7.17	2025-08-27	11,459	11,459	Direct
Class B Common Stock	Employee Stock Option (Right to Buy)	$8.62	2026-02-24	35,417	35,417	Direct
Class B Common Stock	Employee Stock Option (Right to Buy)	$8.97	2026-07-29	195,625	195,625	Direct
Class A Common Stock	Employee Stock Option (Right to Buy)	$39.21	2028-03-21	52,000	52,000	Direct
Class A Common Stock	Employee Stock Option (Right to Buy)	$82.16	2029-03-24	32,520	32,520	Direct
Class A Common Stock	Restricted Stock Units	$0.00		15,469	15,469	Direct
Class A Common Stock	Restricted Stock Units	$0.00		14,966	14,966	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2025-01-21	46,876	46,876	Direct
2025-08-27	11,459	11,459	Direct
2026-02-24	35,417	35,417	Direct
2026-07-29	195,625	195,625	Direct
2028-03-21	52,000	52,000	Direct
2029-03-24	32,520	32,520	Direct
	15,469	15,469	Direct
	14,966	14,966	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.68 to $129.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.73 to $130.15 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.84 to $131.60 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.91 to $132.51 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Includes 468 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan on June 20, 2019.
The shares subject to the option are fully vested and exerciseable by the Reporting Person.
The shares subject to the option shall vest in 48 equal monthly installments beginning on August 1, 2015, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
The shares subject to the option shall vest in 48 equal monthly installments beginning on February 1, 2016, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
20% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option vested on July 29, 2018 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
25% of the shares subject to the option vested on February 1, 2019 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares subject to the option shall vest on February 1, 2020 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
25% of the shares underlying the RSU shall vest on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.