Filing Details

Accession Number:
0000899243-19-017819
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-21 17:08:37
Reporting Period:
2019-06-20
Accepted Time:
2019-06-21 17:08:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1217234 Caredx Inc. CDNA Services-Medical Laboratories (8071) 943316839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1721150 Sasha King C/O Caredx, Inc.
3260 Bayshore Boulevard
Brisbane CA 94005
Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-20 500 $1.00 72,772 No 4 M Direct
Common Stock Acquisiton 2019-06-20 417 $1.07 73,189 No 4 M Direct
Common Stock Acquisiton 2019-06-20 278 $2.80 73,467 No 4 M Direct
Common Stock Acquisiton 2019-06-20 1,667 $5.90 75,134 No 4 M Direct
Common Stock Acquisiton 2019-06-20 833 $6.31 75,967 No 4 M Direct
Common Stock Acquisiton 2019-06-20 12,500 $12.24 88,467 No 4 M Direct
Common Stock Disposition 2019-06-20 30,840 $38.38 57,627 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2019-06-20 500 $0.00 500 $1.00
Common Stock Employee Stock Option (right to buy) Disposition 2019-06-20 417 $0.00 417 $1.07
Common Stock Employee Stock Option (right to buy) Disposition 2019-06-20 278 $0.00 278 $2.80
Common Stock Employee Stock Option (right to buy) Disposition 2019-06-20 1,667 $0.00 1,667 $5.90
Common Stock Employee Stock Option (right to buy) Disposition 2019-06-20 833 $0.00 833 $6.31
Common Stock Employee Stock Option (right to buy) Disposition 2019-06-20 12,500 $0.00 12,500 $12.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,500 2027-04-21 No 4 M Direct
5,000 2027-06-09 No 4 M Direct
3,750 2027-09-01 No 4 M Direct
23,333 2027-10-27 No 4 M Direct
12,917 2028-01-19 No 4 M Direct
37,500 2028-06-29 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.59 to $40.32, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
  3. 25% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
  4. 25% of the shares subject to the option vested on June 9, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
  5. 50% of the shares subject to the option vested on September 1, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
  6. 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
  7. 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
  8. 1/4th of the shares subject to the option shall vest on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.