Filing Details
- Accession Number:
- 0000899243-19-017818
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-21 17:07:49
- Reporting Period:
- 2019-06-20
- Accepted Time:
- 2019-06-21 17:07:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1217234 | Caredx Inc. | CDNA | Services-Medical Laboratories (8071) | 943316839 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1702824 | Brian Michael Bell | C/O Caredx, Inc. 3260 Bayshore Boulevard Brisbane CA 94005 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-06-20 | 834 | $1.00 | 71,734 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-06-20 | 139 | $2.80 | 71,873 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-06-20 | 937 | $5.90 | 72,810 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-06-20 | 292 | $6.31 | 73,102 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-06-20 | 12,500 | $12.24 | 85,602 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-06-20 | 14,702 | $38.81 | 70,900 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-06-20 | 834 | $0.00 | 834 | $1.00 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-06-20 | 139 | $0.00 | 139 | $2.80 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-06-20 | 937 | $0.00 | 937 | $5.90 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-06-20 | 292 | $0.00 | 292 | $6.31 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-06-20 | 12,500 | $0.00 | 12,500 | $12.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
19,167 | 2027-04-21 | No | 4 | M | Direct | |
3,889 | 2027-09-01 | No | 4 | M | Direct | |
27,188 | 2027-10-27 | No | 4 | M | Direct | |
9,342 | 2028-01-19 | No | 4 | M | Direct | |
37,500 | 2028-06-29 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.76 to $40.49, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
- 1/4th of the shares subject to the option vested on April 21, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
- 1/2 of the shares subject to the option vested on September 1, 2018 and 1/72nd of the shares subject to the option vest monthly thereafter.
- 1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
- 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
- 1/4th of the shares subject to the option shall vest on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.