Filing Details
- Accession Number:
- 0001567619-19-013840
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-21 17:01:27
- Reporting Period:
- 2019-06-21
- Accepted Time:
- 2019-06-21 17:01:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1623526 | Stoke Therapeutics Inc. | STOK | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1404955 | Loring Seth Harrison | C/O Stoke Therapeutics, Inc. 45 Wiggins Avenue Bedford MA 01730 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-06-21 | 4,980,168 | $0.00 | 4,980,168 | No | 4 | C | Indirect | By Apple Tree Partners IV, L. P |
Common Stock | Acquisiton | 2019-06-21 | 7,617,746 | $0.00 | 12,597,914 | No | 4 | C | Indirect | By Apple Tree Partners IV, L. P |
Common Stock | Acquisiton | 2019-06-21 | 2,799,910 | $0.00 | 15,397,824 | No | 4 | C | Indirect | By Apple Tree Partners IV, L. P |
Common Stock | Acquisiton | 2019-06-21 | 1,388,889 | $18.00 | 16,786,713 | No | 4 | P | Indirect | By Apple Tree Partners IV, L. P |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Apple Tree Partners IV, L. P |
No | 4 | C | Indirect | By Apple Tree Partners IV, L. P |
No | 4 | C | Indirect | By Apple Tree Partners IV, L. P |
No | 4 | P | Indirect | By Apple Tree Partners IV, L. P |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2019-06-21 | 4,980,168 | $0.00 | 4,980,168 | $0.00 |
Common Stock | Series A-2 Convertible Preferred Stock | Disposition | 2019-06-21 | 7,617,746 | $0.00 | 7,617,746 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2019-06-21 | 2,799,910 | $0.00 | 2,799,910 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The shares of Series A Convertible Preferred Stock, Series A-2 Convertible Preferred Stock, Series B Convertible Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering on June 21, 2019.
- Apple Tree Partners IV, L.P. ("ATP IV"). ATP III GP, Ltd. ("ATP III"), is the sole general partner of ATP IV. Reporting Person is the sole director of ATP III and may be deemed to have sole voting and dispositive power over the shares held by ATP IV. Dr. Harrison disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.