Filing Details

Accession Number:
0001567619-19-013840
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-21 17:01:27
Reporting Period:
2019-06-21
Accepted Time:
2019-06-21 17:01:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1623526 Stoke Therapeutics Inc. STOK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1404955 Loring Seth Harrison C/O Stoke Therapeutics, Inc.
45 Wiggins Avenue
Bedford MA 01730
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-21 4,980,168 $0.00 4,980,168 No 4 C Indirect By Apple Tree Partners IV, L. P
Common Stock Acquisiton 2019-06-21 7,617,746 $0.00 12,597,914 No 4 C Indirect By Apple Tree Partners IV, L. P
Common Stock Acquisiton 2019-06-21 2,799,910 $0.00 15,397,824 No 4 C Indirect By Apple Tree Partners IV, L. P
Common Stock Acquisiton 2019-06-21 1,388,889 $18.00 16,786,713 No 4 P Indirect By Apple Tree Partners IV, L. P
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Apple Tree Partners IV, L. P
No 4 C Indirect By Apple Tree Partners IV, L. P
No 4 C Indirect By Apple Tree Partners IV, L. P
No 4 P Indirect By Apple Tree Partners IV, L. P
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2019-06-21 4,980,168 $0.00 4,980,168 $0.00
Common Stock Series A-2 Convertible Preferred Stock Disposition 2019-06-21 7,617,746 $0.00 7,617,746 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2019-06-21 2,799,910 $0.00 2,799,910 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The shares of Series A Convertible Preferred Stock, Series A-2 Convertible Preferred Stock, Series B Convertible Preferred Stock automatically converted into the Issuer's Common Stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering on June 21, 2019.
  2. Apple Tree Partners IV, L.P. ("ATP IV"). ATP III GP, Ltd. ("ATP III"), is the sole general partner of ATP IV. Reporting Person is the sole director of ATP III and may be deemed to have sole voting and dispositive power over the shares held by ATP IV. Dr. Harrison disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.