Filing Details
- Accession Number:
- 0001127602-19-022505
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-21 07:48:01
- Reporting Period:
- 2019-06-20
- Accepted Time:
- 2019-06-21 07:48:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1673358 | Yum China Holdings Inc. | YUMC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456722 | Muktesh Pant | Yum China Building 20 Tian Yao Qiao Road Shanghai F4 200030 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-06-20 | 113,250 | $9.96 | 403,163 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-20 | 25,066 | $45.00 | 378,097 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2019-06-20 | 88,184 | $45.76 | 289,913 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2019-06-20 | 113,250 | $0.00 | 113,250 | $9.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-02-05 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on June 3, 2019.
- The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on June 3, 2019.
- The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on June 3, 2019.
- This transaction was executed in multiple trades at prices ranging from $ 45.45 to $46.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Vested in full.
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