Filing Details

Accession Number:
0001209191-19-038320
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-20 18:54:29
Reporting Period:
2019-06-19
Accepted Time:
2019-06-20 18:54:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1707753 Elastic N.v. ESTC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1662734 Janesh Moorjani C/O Elastic N.v.
800 West El Camino Real, Suite 350
Mountain View CA 94040
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2019-06-19 30,000 $10.15 30,000 No 4 M Direct
Ordinary Shares Disposition 2019-06-19 13,543 $74.36 16,457 No 4 S Direct
Ordinary Shares Disposition 2019-06-19 16,207 $75.16 250 No 4 S Direct
Ordinary Shares Disposition 2019-06-19 250 $75.88 0 No 4 S Direct
Ordinary Shares Disposition 2019-06-19 4,515 $74.36 5,485 No 4 S Indirect See footnote
Ordinary Shares Disposition 2019-06-19 5,402 $75.16 83 No 4 S Indirect See footnote
Ordinary Shares Disposition 2019-06-19 83 $75.88 0 No 4 S Indirect See footnote
Ordinary Shares Disposition 2019-06-19 4,514 $74.36 5,486 No 4 S Indirect See footnote
Ordinary Shares Disposition 2019-06-19 5,402 $75.16 84 No 4 S Indirect See footnote
Ordinary Shares Disposition 2019-06-19 84 $75.88 0 No 4 S Indirect See footnote
Ordinary Shares Disposition 2019-06-19 4,515 $74.36 5,485 No 4 S Indirect See footnote
Ordinary Shares Disposition 2019-06-19 5,402 $75.16 83 No 4 S Indirect See footnote
Ordinary Shares Disposition 2019-06-19 83 $75.88 0 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (right to buy) Disposition 2019-06-19 30,000 $0.00 30,000 $10.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
507,169 2027-09-06 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted March 6, 2019.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.83 to $74.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
  3. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $74.83 to $75.47, inclusive.
  4. The ordinary shares are held of record by the reporting person as custodian for his elder daughter. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  5. The ordinary shares are held of record by the reporting person as custodian for his younger daughter. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  6. The ordinary shares are held of record by the reporting person as custodian for his son. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  7. The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the ordinary shares subject to the option vested on August 28, 2018 and 1/48th of the ordinary shares subject to the option vest monthly thereafter.