Filing Details
- Accession Number:
- 0001079973-19-000365
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-20 11:57:05
- Reporting Period:
- 2019-06-12
- Accepted Time:
- 2019-06-20 11:57:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1128189 | Protokinetix Inc. | PKTX | Pharmaceutical Preparations (2834) | 943355026 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1612614 | Richard Michael Guzzetta | 412 Mulberry Street Marietta OH 45750 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-06-12 | 1,000 | $0.23 | 70,987 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-06-13 | 1,000 | $0.18 | 71,987 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $0.09 | 2023-11-08 | 4,000,000 | 4,000,000 | Direct | |
Common Stock | Stock Option | $0.07 | 2021-11-14 | 1,000,000 | 1,000,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-11-08 | 4,000,000 | 4,000,000 | Direct |
2021-11-14 | 1,000,000 | 1,000,000 | Direct |
Footnotes
- Open market purchase of stock.
- Options issued pursuant to the Amended 2017 Stock Option and Stock Bonus Plan on November 9, 2018. 1,000,000 shares of common stock vest March 31, 2019; thereafter 1,000,000 shall vest every three months until fully vested on December 31, 2019.
- Options issued pursuant to 2017 Stock Option and Stock Bonus Plan on November 14, 2017. 250,000 shares of common stock vested February 14, 2018; thereafter 250,000 shall vest every three months until fully vested on November 30, 2018.