Filing Details

Accession Number:
0001213900-19-011009
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-19 11:00:22
Reporting Period:
2019-06-17
Accepted Time:
2019-06-19 11:00:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1506439 Sharpspring Inc. SHSP Services-Prepackaged Software (7372) 050502529
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1649083 North Peak Capital Partners, Lp 155 East 44Th Street, 5Th Floor
New York NY 10017
No No No Yes
1741954 North Peak Capital Partners Ii, Lp 155 East 44Th Street, 5Th Floor
New York NY 10017
No No No Yes
1747888 North Peak Capital Management, Llc 155 East 44Th Street
5Th Floor
New York NY 10017
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Disposition 2019-06-17 114,641 $12.25 0 No 4 S Indirect By North Peak Capital Partners, L.P.
Common Stock, Par Value $0.001 Disposition 2019-06-17 176,853 $12.25 0 No 4 S Indirect By North Peak Capital Partners II, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By North Peak Capital Partners, L.P.
No 4 S Indirect By North Peak Capital Partners II, L.P.
Footnotes
  1. Pursuant to an underwriting agreement dated June 13, 2019 (the "Underwriting Agreement") by and among SharpSpring, Inc. (the "Issuer"), Canaccord Genuity LLC, Roth Capital Partners, LLC, Daniel C. Allen, North Peak Capital Partners, LP, a Delaware limited partnership ("NPCP"), North Peak Capital Partners II, LP, a Delaware limited partnership ("NPCP II"), SHSP Holdings, LLC, and Evercel Holdings, LLC, as discussed in the Issuer's prospectus supplement dated June 13, 2019, supplementing the Issuer's registration statement on Form S-3 (File No. 333-231758) filed with the Securities and Exchange Commission on May 24, 2019, NPCP and NPCP II sold 114,641 shares, and 176,853 shares, respectively, of the Issuer's common stock on June 17, 2019.
  2. The price per share reflects the public offering price of $13.00 less an underwriting discount of $0.7475 per share pursuant to the Underwriting Agreement. Following the sale of the shares pursuant to the Underwriting Agreement, none of the reporting persons own any shares of common stock of the Issuer.
  3. This statement is being jointly filed by and on behalf of each of NPCP, NPCP II, and North Peak Capital Management, LLC, a Delaware limited liability company ("NPCM"). NPCM is the investment manager of, and may be deemed to beneficially own certain securities owned by, each of NPCP and NPCP II.
  4. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities.