Filing Details

Accession Number:
0001393726-19-000124
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-19 10:28:05
Reporting Period:
2019-06-17
Accepted Time:
2019-06-19 10:28:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Inc. TIPT Fire, Marine & Casualty Insurance (6331) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Inc.
299 Park Avenue, 13Th Floor
New York NY 10171
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-17 296 $6.37 7,949,122 No 4 P Direct
Common Stock Acquisiton 2019-06-17 400 $6.38 7,949,522 No 4 P Direct
Common Stock Acquisiton 2019-06-17 335 $6.39 7,949,857 No 4 P Direct
Common Stock Acquisiton 2019-06-17 600 $6.43 7,950,457 No 4 P Direct
Common Stock Acquisiton 2019-06-17 831 $6.44 7,951,288 No 4 P Direct
Common Stock Acquisiton 2019-06-17 101 $6.45 7,951,389 No 4 P Direct
Common Stock Acquisiton 2019-06-17 100 $6.46 7,951,489 No 4 P Direct
Common Stock Acquisiton 2019-06-17 100 $6.47 7,951,589 No 4 P Direct
Common Stock Acquisiton 2019-06-17 100 $6.49 7,951,689 No 4 P Direct
Common Stock Acquisiton 2019-06-17 550 $6.50 7,952,239 No 4 P Direct
Common Stock Acquisiton 2019-06-17 8,531 $6.53 7,960,770 No 4 P Direct
Common Stock Acquisiton 2019-06-18 511 $6.48 7,961,281 No 4 P Direct
Common Stock Acquisiton 2019-06-18 1,389 $6.49 7,962,670 No 4 P Direct
Common Stock Acquisiton 2019-06-18 500 $6.50 7,963,170 No 4 P Direct
Common Stock Acquisiton 2019-06-18 508 $6.51 7,963,678 No 4 P Direct
Common Stock Acquisiton 2019-06-18 3,192 $6.52 7,966,870 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 109,736 Indirect By: Corvid Peak Holdings, L.P.
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.
  2. The reporting person is a principal of Corvid Peak Holdings, L.P. ("Corvid Peak"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.