Filing Details

Accession Number:
0000899243-19-017361
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-19 09:00:18
Reporting Period:
2019-06-18
Accepted Time:
2019-06-19 09:00:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1058811 Immersion Corp IMMR Computer Peripheral Equipment, Nec (3577) 943180138
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1443284 Eric Singer C/O Viex Capital Advisors, Llc
150 East 52Nd Street, 3Rd Floor
New York NY 10022
No No Yes No
1606750 Viex Opportunities Fund, Lp Series One 150 East 52Nd Street
3Rd Floor
New York NY 10022
No No Yes No
1619125 Viex Capital Advisors, Llc 150 East 52Nd Street
3Rd Floor
New York NY 10022
No No Yes No
1619127 Viex Special Opportunities Fund Ii, Lp 150 East 52Nd Street
3Rd Floor
New York NY 10022
No No Yes No
1654852 Viex Gp, Llc 150 East 52Nd Street
3Rd Floor
New York NY 10022
No No Yes No
1658891 Viex Special Opportunities Gp Ii, Llc 150 East 52Nd Street
3Rd Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2019-06-18 42,915 $7.60 1,215,486 No 4 P Indirect By VIEX Opportunities Fund, LP - Series One
Common Stock, $0.001 Par Value Acquisiton 2019-06-18 51,377 $7.60 1,455,146 No 4 P Indirect By VIEX Special Opportunities Fund II, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By VIEX Opportunities Fund, LP - Series One
No 4 P Indirect By VIEX Special Opportunities Fund II, LP
Footnotes
  1. This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.70, inclusive. The Reporting Persons undertake to provide to Immersion Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  3. Shares of Common Stock of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One.
  4. Shares of Common Stock of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II.
  5. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.