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Home > Insider Trading > Filing (0001716837-19-000117)

Filing Details

Accession Number:: 0001716837-19-000117
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-06-18 20:37:42
Reporting Period:: 2019-06-17

Accepted Time:: 2019-06-18 20:37:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1428439	Roku Inc	ROKU	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1336253	Jeff Hastings	C/O Roku, Inc. 150 Winchester Circle Los Gatos CA 95032		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2019-06-17	20,166	$4.08	20,166	No	4	C	Direct
Class A Common Stock	Disposition	2019-06-17	20,166	$101.55	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (right to buy)	Disposition	2019-06-17	20,166	$4.08	20,166	$4.08
Class A Common Stock	Class B Common Stock	Acquisiton	2019-06-17	20,166	$4.08	20,166	$4.08
Class A Common Stock	Class B Common Stock	Disposition	2019-06-17	20,166	$4.08	20,166	$4.08

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2024-08-05	No	4	M	Direct
20,166		2024-08-05	No	4	M	Direct
0		2024-08-05	No	4	C	Direct

Footnotes

Shares sold pursuant to Mr. Hasting's 10b5-1 plan.
1/36 of the Option vests in equal monthly installments one month from 8/5/2014.